Tectonic Financial, Inc. (TECTP) [Rocket]

Date	Name	Title	Type	Security	Shares	Price	Value	Ownership	Reported
08/18/2023	Cain Darrell	Co-Chairman	Purchase	Series B Non-Cumulative Perpetual Preferred Stock	1000	$10.15	$10.2k		08/18/2023
08/18/2023	Cain Darrell	Co-Chairman	Purchase	Series B Non-Cumulative Perpetual Preferred Stock	1000	$10.14	$10.1k		08/18/2023
05/18/2023	Cain Darrell	Co-Chairman	Purchase	Series B Non-Cumulative Perpetual Preferred Stock	1000	$10.11	$10.1k		05/18/2023
05/18/2023	Cain Darrell	Co-Chairman	Purchase	Series B Non-Cumulative Perpetual Preferred Stock	1000	$10.19	$10.2k		05/18/2023
11/17/2022	Cain Darrell	Co-Chairman	Purchase	Series B Non-Cumulative Perpetual Preferred Stock	1000	$10.34	$10.3k		11/17/2022
06/07/2022	McDougal Thomas	Director	Purchase	Series B Non-Cumulative Perpetual Preferred Stock	10k	$10.48	$104.8k		06/07/2022
06/02/2022	McDougal Thomas	Director	Purchase	Series B Non-Cumulative Perpetual Preferred Stock	390	$10.45	$4.1k		06/01/2022
06/01/2022	McDougal Thomas	Director	Purchase	Series B Non-Cumulative Perpetual Preferred Stock	4.6k	$10.36	$47.4k		06/01/2022
05/11/2022	Cain Darrell	Co-Chairman	Purchase	Series B Non-Cumulative Perpetual Preferred Stock	1000	$10.54	$10.5k		07/12/2019
08/19/2021	SHERMAN A HAAG	CEO	Sale	Common Stock	7.5k	$10.00	$75k	See footnote	08/19/2021
08/19/2021	SHERMAN A HAAG	CEO	Sale	Common Stock	10.5k	$10.00	$105k	See footnote	08/19/2021
08/19/2021	SHERMAN A HAAG	CEO	Sale	Common Stock	12k	$10.00	$120k	See footnote	08/19/2021
09/30/2020	HOWARD PATRICK J	President & COO	Grant	Common Stock	60k	$0.00	$0		09/30/2020
09/30/2020	BRAMLAGE KEN	EVP & CFO	Grant	Common Stock	25k	$0.00	$0		09/30/2020
07/12/2019	Cain Darrell	Co-Chairman	Other (disposition)	Series A Non-Cumulative Perpetual Preferred Stock	80.3k	$100.00	$8M	(2)	07/12/2019
05/14/2019	Wicker Daniel C	Director	Purchase	Series B Preferred Stock	5k	$10.00	$50k		05/13/2019
05/14/2019	Bomersbach Barb	Director	Purchase	Series B Preferred Stock	2.5k	$10.00	$25k		05/14/2019
05/14/2019	BALL GEORGE L	Director	Purchase	Series B Preferred Stock	500	$10.00	$5k		05/13/2019
05/14/2019	BALL GEORGE L	Director	Purchase	Series B Preferred Stock	2.5k	$10.00	$25k		05/13/2019
05/14/2019	HOWARD PATRICK J	President & COO	Purchase	Series B Preferred Stock	7.5k	$10.00	$75k		05/13/2019
05/14/2019	McDougal Thomas	Director	Purchase	Series B Preferred Stock	15k	$10.00	$150k		05/14/2019
05/14/2019	SHERMAN A HAAG	CEO	Purchase	Series B Preferred Stock	5k	$10.00	$50k		05/13/2019
05/13/2019	BALL GEORGE L	Director	Grant	Common Stock	104.2k	$0.00	$0		05/13/2019
05/13/2019	SHERMAN A HAAG	CEO	Grant	Common Stock	875.5k	$0.00	$0	See footnote	05/13/2019
05/13/2019	SHERMAN A HAAG	CEO	Grant	Common Stock	190.2k	$0.00	$0	See footnote	05/13/2019
05/13/2019	SHERMAN A HAAG	CEO	Grant	Common Stock	9.8k	$0.00	$0	By individual retirement account	05/13/2019
05/13/2019	HOWARD PATRICK J	President & COO	Grant	Stock Options (right to buy)	25k	$0.00	$0		05/13/2019
05/13/2019	BALL GEORGE L	Director	Grant	Common Stock	104.2k	$0.00	$0		05/13/2019
05/13/2019	Clapp Steven B	Director	Grant	Common Stock	102.6k	$0.00	$0		05/13/2019
05/13/2019	Clapp Steven B	Director	Grant	Common Stock	2.5k	$0.00	$0	By individual retirement account	05/13/2019
05/13/2019	Sanders Thomas R	Director	Grant	Common Stock	107.6k	$0.00	$0		05/13/2019
05/13/2019	Wicker Daniel C	Director	Grant	Common Stock	107.6k	$0.00	$0		05/13/2019
05/13/2019	Cain Darrell	Co-Chairman	Grant	Series A Preferred Stock	80.3k	$0.00	$0	See footnote	05/13/2019
05/13/2019	Cain Darrell	Co-Chairman	Grant	Common Stock	102.6k	$0.00	$0		05/13/2019
05/13/2019	Cain Darrell	Co-Chairman	Grant	Common Stock	5k	$0.00	$0	By individual retirement account	05/13/2019