Geffken Daniel E. [Rocket]

Date	Name	Symbol	Type	Security	Shares	Price	Value	Ownership	Reported
03/20/2023	CalciMedica, Inc.	GRAY	Grant	Warrant	5.8k	$10.42	$60k	By SG Dan Equity Holdings, LLC	03/20/2023
03/20/2023	CalciMedica, Inc.	GRAY	Grant	Warrant	11.5k	$6.60	$76k	By SG Dan Equity Holdings, LLC	03/20/2023
06/07/2022	WINDTREE THERAPEUTICS INC /DE/	WINT	Grant	Stock Option (Right to Buy)	7.5k	$0.47	$3.5k		06/07/2022
06/07/2022	WINDTREE THERAPEUTICS INC /DE/	WINT	Grant	Common Stock	5k	$0.00	$0		06/07/2022
11/29/2021	Eloxx Pharmaceuticals, Inc.	ELOX	Purchase	Common Stock	50k	$0.72	$36k		11/29/2021
10/08/2021	PHOENIX BIOTECH ACQUISITION CORP.		Other (acquisition)	Class B Common Stock	30k	$0.00	$0	By Phoenix Biotech Sponsor, LLC	10/08/2021
06/15/2021	WINDTREE THERAPEUTICS INC /DE/	WINT	Grant	Stock Option (Right to Buy)	15k	$2.28	$34.2k		06/15/2021
04/20/2021	Eloxx Pharmaceuticals, Inc.	ELOX	Grant	Non-Qualified Stock Option (right to buy)	100k	$2.38	$238k		04/20/2021
02/03/2021	WINDTREE THERAPEUTICS INC /DE/	WINT	Grant	Stock Option (Right to Buy)	15k	$5.50	$82.5k		02/03/2021
01/12/2021	eFFECTOR Therapeutics, Inc.		Other (disposition)	Class B Common Stock	20k	$0.00	$0	By LWAC D&O LLC	01/12/2021
05/22/2020	WINDTREE THERAPEUTICS INC /DE/	WINT	Purchase	Common Stock Warrants	2.1k	$7.98	$16.5k		05/22/2020
05/22/2020	WINDTREE THERAPEUTICS INC /DE/	WINT	Purchase	Common Stock	2.1k	$7.25	$15k		05/22/2020
04/24/2019	WINDTREE THERAPEUTICS INC /DE/	WINT	Grant	Non-Qualified Stock Option (Right to Buy)	60k	$4.32	$259.2k		04/24/2019