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AUKEN WENDELL G VAN III

DateNameSymbolTypeSecuritySharesPriceValueOwnershipReported
10/30/2014ADVENT SOFTWARE INC /DE/ADVSSaleCommon Stock9k$33.99$305.9kWG&ES VanAuken Trust10/24/2014
10/24/2014ADVENT SOFTWARE INC /DE/ADVSGiftCommon Stock7.3k$0.00$0Van Auken PF10/24/2014
10/24/2014ADVENT SOFTWARE INC /DE/ADVSGiftCommon Stock5.4k$0.00$0WG&ES VanAuken Trust10/24/2014
08/21/2014ADVENT SOFTWARE INC /DE/ADVSSaleCommon Stock7k$31.48$220.4kWG&ES VanAuken Trust08/20/2014
08/20/2014ADVENT SOFTWARE INC /DE/ADVSSaleCommon Stock8k$31.42$251.3kWG&ES VanAuken Trust08/20/2014
07/25/2014ADVENT SOFTWARE INC /DE/ADVSDisposition (by trust) 24k$0.00$0 07/25/2014
07/25/2014ADVENT SOFTWARE INC /DE/ADVSAcquisition (by trust) 24k$0.00$0WG&ES VanAuken Trust07/25/2014
07/25/2014ADVENT SOFTWARE INC /DE/ADVSExercise 24k$7.84$188.2k 07/25/2014
05/09/2014ADVENT SOFTWARE INC /DE/ADVSDisposition (by trust)Common Stock1.5k$0.00$0 05/07/2014
05/09/2014ADVENT SOFTWARE INC /DE/ADVSAcquisition (by trust)Common Stock1.5k$0.00$0WG&ES VanAuken Trust05/07/2014
05/07/2014ADVENT SOFTWARE INC /DE/ADVSGrant 1.3k$0.00$0 05/07/2014
05/07/2014ADVENT SOFTWARE INC /DE/ADVSGrant 9.1k$29.01$265.1k 05/07/2014
04/25/2012ADVENT SOFTWARE INC /DE/ADVSExerciseNon-Qualified Stock Option (right to buy)8k$8.96$71.7k 04/25/2012
04/25/2012ADVENT SOFTWARE INC /DE/ADVSExerciseNon-Qualified Stock Option (right to buy)4k$8.18$32.7k 04/25/2012
04/25/2012ADVENT SOFTWARE INC /DE/ADVSExerciseCommon Stock4k$8.18$32.7kWG&ES VanAuken Trust04/25/2012
04/25/2012ADVENT SOFTWARE INC /DE/ADVSExerciseCommon Stock8k$8.95$71.6kWG&ES VanAuken Trust04/25/2012
05/11/2011MONTGOMERY STREET INCOME SECURITIES, INCMTSSaleCommon Stock500$15.40$7.7kAs Co-Trustee of Mother's Trust05/11/2011
05/11/2011MONTGOMERY STREET INCOME SECURITIES, INCMTSSaleCommon Stock600$15.40$9.2kAs Co-Trustee of Mother's Trust05/11/2011
07/30/2010MONTGOMERY STREET INCOME SECURITIES, INCMTSPurchaseCommon Stock92$16.20$1.5kBy Spouse07/30/2010
06/02/2010ADVENT SOFTWARE INC /DE/ADVSGrantStock Appreciation Rights5k$42.67$213.4k 03/23/2010
06/02/2010ADVENT SOFTWARE INC /DE/ADVSGrant 900$0.00$0 03/23/2010
05/13/2010ADVENT SOFTWARE INC /DE/ADVSAcquisition (by trust)Common Stock1.8k$0.00$0WG&ES VanAuken Trust03/23/2010
05/13/2010ADVENT SOFTWARE INC /DE/ADVSDisposition (by trust)Common Stock1.8k$0.00$0 03/23/2010
03/23/2010ADVENT SOFTWARE INC /DE/ADVSGiftCommon Stock510$0.00$0WG&ES VanAuken Trust03/23/2010
03/02/2010ADVENT SOFTWARE INC /DE/ADVSSaleCommon Stock4.8k$42.30$203kWG & ES VanAuken Family Trust01/20/2010
03/02/2010ADVENT SOFTWARE INC /DE/ADVSSaleCommon Stock3.2k$42.44$135.8kWG & ES VanAuken Family Trust01/20/2010

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