KKR Phorm Investors L.P. [Rocket]

Date	Name	Symbol	Type	Security	Shares	Price	Value	Ownership	Reported
06/01/2022	Transphorm, Inc.	TGAN	Exercise (in-the-money or at-the-money)	Warrant (Right to Buy)	104.2k	$6.00	$625k	See footnotes	06/01/2022
06/01/2022	Transphorm, Inc.	TGAN	Exercise (in-the-money or at-the-money)	Contractual Right to Purchase Warrant (Right to Buy)	104.2k	$0.00	$0	See footnotes	06/01/2022
06/01/2022	Transphorm, Inc.	TGAN	Exercise (in-the-money or at-the-money)	Contractual Right to Purchase	500k	$0.00	$0	See footnotes	06/01/2022
06/01/2022	Transphorm, Inc.	TGAN	Exercise (in-the-money or at-the-money)	Common Stock	500k	$5.00	$2.5M	See footnotes	06/01/2022
11/05/2021	Transphorm, Inc.	TGAN	Purchase	Common Stock	1000k	$5.00	$5M	See footnotes	11/05/2021
11/05/2021	Transphorm, Inc.	TGAN	Purchase	Warrant (Right to Buy)	208.3k	$6.00	$1.2M	See footnotes	11/05/2021
11/05/2021	Transphorm, Inc.	TGAN	Purchase	Contractual Right to Purchase	500k	$0.00	$0	See footnotes	11/05/2021
11/05/2021	Transphorm, Inc.	TGAN	Purchase	Contractual Right to Purchase Warrant (Right to Buy)	104.2k	$0.00	$0	See footnotes	11/05/2021
02/12/2020	Transphorm, Inc.	TGAN	Purchase	Common Stock	1.2M	$4.00	$5M	See footnotes	02/12/2020