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PHOENIX TECHNOLOGIES LTD (PTEC)
Date
Name
Title
Type
Security
Shares
Price
Value
Ownership
Reported
11/23/2010
Andersen Robert J
CFO
Other
Common Stock
1.3k
$4.20
$5.5k
11/23/2010
11/23/2010
Barnett Douglas E
Director
Other
Common Stock
25k
$4.20
$105k
11/23/2010
11/23/2010
FULLER DALE L
Director
Other
Common Stock
70k
$4.20
$294k
11/23/2010
11/23/2010
FULLER DALE L
Director
Other
Option (Right to Buy)
10k
$2.67
$26.7k
11/23/2010
11/23/2010
FULLER DALE L
Director
Other
Option (Right to Buy)
30k
$2.67
$80.1k
11/23/2010
11/23/2010
GIBBS DAVID L
Sr. VP, WW Field Ops.
Other
Common Stock
106.8k
$4.20
$448.4k
11/23/2010
11/23/2010
GIBBS DAVID L
Sr. VP, WW Field Ops.
Other
Option (Right to Buy)
200k
$2.63
$526k
11/23/2010
11/23/2010
LACEY THOMAS A
President and CEO
Other
Common Stock
389k
$4.20
$1.6M
11/23/2010
11/23/2010
Little Patrick W
Director
Other
Option (Right to Buy)
10k
$2.67
$26.7k
11/23/2010
11/23/2010
Little Patrick W
Director
Other
Option (Right to Buy)
30k
$2.67
$80.1k
11/23/2010
11/23/2010
Smith Jeffrey C
Director
Other
Option (Right to Buy)
10k
$2.67
$26.7k
11/23/2010
11/23/2010
Smith Jeffrey C
Director
Other
Option (Right to Buy)
30k
$2.67
$80.1k
11/23/2010
11/23/2010
TERINO EDWARD
Director
Other
Option (Right to Buy)
10k
$2.67
$26.7k
11/23/2010
11/23/2010
TERINO EDWARD
Director
Other
Option (Right to Buy)
30k
$2.67
$80.1k
11/23/2010
11/23/2010
TRAUB KENNETH H
Director
Other
Option (Right to Buy)
10k
$2.67
$26.7k
11/23/2010
11/23/2010
TRAUB KENNETH H
Director
Other
Option (Right to Buy)
30k
$2.67
$80.1k
11/23/2010
11/23/2010
Cowen Investment Management LLC
10% Owner
Disposition
683.3k
$0.00
$0
By Ramius Navigation Master Fund Ltd
11/23/2010
11/23/2010
Cowen Investment Management LLC
10% Owner
Disposition
1.9M
$0.00
$0
By RCG PB, Ltd
11/23/2010
11/23/2010
Cowen Investment Management LLC
10% Owner
Disposition
2.5M
$0.00
$0
By Ramius Value and Opportunity Master Fund Ltd
11/23/2010
10/25/2010
LACEY THOMAS A
President and CEO
Payment of Exercise
Common Stock
3.1k
$4.11
$12.6k
10/25/2010
09/30/2010
Noling Richard
Director
Other
Option (Right to Buy)
3.8k
$3.90
$14.6k
11/23/2010
09/30/2010
Noling Richard
Director
Other
Option (Right to Buy)
11.2k
$3.90
$43.9k
11/23/2010
09/30/2010
Noling Richard
Director
Grant
Non-Qualified Stock Option (Right to Buy)
15k
$3.90
$58.5k
09/30/2010
09/27/2010
LACEY THOMAS A
President and CEO
Payment of Exercise
Common Stock
3.1k
$3.95
$12.1k
09/27/2010
09/20/2010
TUCHMAN MITCHELL
Director
Grant
Non-Qualified Stock Option (Right to Buy)
15k
$3.99
$59.8k
09/20/2010
09/20/2010
TUCHMAN MITCHELL
Director
Other
Option (Right to Buy)
3.8k
$3.99
$15k
11/23/2010
09/20/2010
TUCHMAN MITCHELL
Director
Other
Option (Right to Buy)
11.2k
$3.99
$44.9k
11/23/2010
08/25/2010
LACEY THOMAS A
President and CEO
Payment of Exercise
Common Stock
3.1k
$3.78
$11.5k
08/25/2010
07/26/2010
LACEY THOMAS A
President and CEO
Payment of Exercise
Common Stock
3.1k
$3.15
$9.6k
07/26/2010
07/26/2010
GIBBS DAVID L
Sr. VP, WW Field Ops.
Payment of Exercise
Common Stock
2.3k
$3.15
$7.2k
07/26/2010
07/26/2010
GIBBS DAVID L
Sr. VP, WW Field Ops.
Payment of Exercise
Common Stock
2.5k
$3.15
$7.9k
07/26/2010
07/06/2010
Barnett Douglas E
Director
Grant
Non-Qualified Stock Option (Right to Buy)
15k
$2.91
$43.6k
07/06/2010
07/06/2010
Barnett Douglas E
Director
Other
Option (Right to Buy)
3.8k
$2.91
$10.9k
11/23/2010
07/06/2010
Barnett Douglas E
Director
Other
Option (Right to Buy)
11.2k
$2.91
$32.7k
11/23/2010
06/25/2010
LACEY THOMAS A
President and CEO
Payment of Exercise
Common Stock
3.1k
$2.94
$9k
06/25/2010
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