Date | Name | Title | Type | Security | Shares | Price | Value | Ownership | Reported |
05/30/2014 | Spectrum Brands Holdings, Inc. | 10% Owner | Other (acquisition) | Convertible Series A Preferred Stock | 14.9k | $1.05 | $15.6k | See footnote | 05/30/2014 |
05/30/2014 | Spectrum Brands Holdings, Inc. | 10% Owner | Other (acquisition) | Convertible Series B Preferred Stock | 9.6k | $0.25 | $2.4k | See footnote | 05/30/2014 |
05/30/2014 | Spectrum Brands Holdings, Inc. | 10% Owner | Other (disposition) | Convertible Series A Preferred Stock | 14.9k | $1.05 | $15.6k | See footnote | 05/30/2014 |
05/30/2014 | Spectrum Brands Holdings, Inc. | 10% Owner | Other (disposition) | Convertible Series B Preferred Stock | 114.1k | $0.25 | $28.5k | See footnote | 05/30/2014 |
05/30/2014 | Spectrum Brands Holdings, Inc. | 10% Owner | Other (disposition) | Common Stock Warrant - Employee Stock Option Coverage | 1.8M | $0.67 | $1.2M | See footnote | 05/30/2014 |
05/30/2014 | Spectrum Brands Holdings, Inc. | 10% Owner | Other (disposition) | Common Stock Warrant - Series A Warrant Coverage | 500k | $0.45 | $225k | See footnote | 05/30/2014 |
05/30/2014 | Spectrum Brands Holdings, Inc. | 10% Owner | Other (disposition) | Common Stock Warrant - Series A Warrant Coverage | 500k | $0.53 | $265k | See footnote | 05/30/2014 |
05/30/2014 | Spectrum Brands Holdings, Inc. | 10% Owner | Other (disposition) | Common Stock Warrant - Series A Warrant Coverage | 500k | $0.60 | $300k | See footnote | 05/30/2014 |
05/30/2014 | Spectrum Brands Holdings, Inc. | 10% Owner | Other (disposition) | Common Stock Warrant - PIPE Warrant Coverage | 1.4M | $1.21 | $1.7M | See footnote | 05/30/2014 |
05/30/2014 | Spectrum Brands Holdings, Inc. | 10% Owner | Other (disposition) | Common Stock Warrant - Series A Coverage | 5.5M | $0.01 | $54.7k | See footnote | 05/30/2014 |
05/30/2014 | Spectrum Brands Holdings, Inc. | 10% Owner | Other (acquisition) | Common Stock | 100 | $0.00 | $0 | See footnote | 05/30/2014 |
05/30/2014 | Lynch Thomas Jerome | Chairman and CEO | Disposition | Common Stock | 598k | $0.27 | $161.5k | | 05/30/2014 |
05/30/2014 | Lynch Thomas Jerome | Chairman and CEO | Disposition | Stock Option (Right to Buy) | 360k | $0.38 | $136.8k | | 05/30/2014 |
05/30/2014 | Lynch Thomas Jerome | Chairman and CEO | Disposition | Stock Option (Right to Buy) | 600k | $0.78 | $468k | | 05/30/2014 |
05/30/2014 | Lynch Thomas Jerome | Chairman and CEO | Disposition | Stock Option (Right to Buy) | 84k | $1.05 | $88.2k | | 05/30/2014 |
05/30/2014 | Lynch Thomas Jerome | Chairman and CEO | Disposition | Stock Option (Right to Buy) | 87.5k | $0.40 | $35k | | 05/30/2014 |
05/30/2014 | Rende Thomas | CFO | Disposition | Stock Option (Right to Buy) | 100k | $0.84 | $84k | | 05/30/2014 |
05/30/2014 | Rende Thomas | CFO | Disposition | Stock Option (Right to Buy) | 35k | $1.05 | $36.8k | | 05/30/2014 |
05/30/2014 | Rende Thomas | CFO | Disposition | Stock Option (Right to Buy) | 38.5k | $0.40 | $15.4k | | 05/30/2014 |
05/30/2014 | Rende Thomas | CFO | Disposition | Common Stock | 290.3k | $0.27 | $78.4k | | 05/30/2014 |
05/30/2014 | Rende Thomas | CFO | Disposition | Common Stock | 1.6k | $0.27 | $445.5 | By spouse | 05/30/2014 |
05/30/2014 | Rende Thomas | CFO | Disposition | Stock Option (Right to Buy) | 37.5k | $2.90 | $108.8k | | 05/30/2014 |
05/30/2014 | Rende Thomas | CFO | Disposition | Stock Option (Right to Buy) | 75k | $2.00 | $150k | | 05/30/2014 |
05/30/2014 | Rende Thomas | CFO | Disposition | Stock Option (Right to Buy) | 78.8k | $3.10 | $244.1k | | 05/30/2014 |
05/30/2014 | Harley III William F | Director | Disposition | Stock Option (Right to Buy) | 17.5k | $1.05 | $18.4k | | 05/30/2014 |
05/30/2014 | Harley III William F | Director | Disposition | Stock Option (Right to Buy) | 21k | $0.40 | $8.4k | | 05/30/2014 |
05/30/2014 | Harley III William F | Director | Disposition | Common Stock | 474k | $0.00 | $0 | | 05/30/2014 |
05/30/2014 | EISEL JOHN L | Director | Disposition | Common Stock | 195.8k | $0.27 | $52.9k | | 05/30/2014 |
05/30/2014 | EISEL JOHN L | Director | Disposition | Stock Option (Right to Buy) | 6k | $2.72 | $16.3k | | 05/30/2014 |
05/30/2014 | EISEL JOHN L | Director | Disposition | Stock Option (Right to Buy) | 17.5k | $1.05 | $18.4k | | 05/30/2014 |
05/30/2014 | EISEL JOHN L | Director | Disposition | Stock Option (Right to Buy) | 21k | $0.40 | $8.4k | | 05/30/2014 |
05/30/2014 | WALTERS MILTON J | Director | Disposition | Common Stock | 28.5k | $0.27 | $7.7k | | 05/30/2014 |
05/30/2014 | WALTERS MILTON J | Director | Disposition | Common Stock | 156.6k | $0.27 | $42.3k | By Sagebrush Group, Inc. | 05/30/2014 |
05/30/2014 | WALTERS MILTON J | Director | Disposition | Stock Option (Right to Buy) | 31.2k | $2.46 | $76.7k | | 05/30/2014 |
05/30/2014 | WALTERS MILTON J | Director | Disposition | Stock Option (Right to Buy) | 17.5k | $1.05 | $18.4k | By Sagebrush Group, Inc. | 05/30/2014 |
|