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CHRISTMAS JAMES W
Date
Name
Symbol
Type
Security
Shares
Price
Value
Ownership
Reported
05/14/2018
BATTALION OIL CORP
HK
Grant
Common Stock
33.7k
$0.00
$0
05/14/2018
11/13/2017
Rice Energy Inc.
RICE
Disposition
Common Stock
8.5k
$0.00
$0
11/13/2017
11/13/2017
Rice Energy Inc.
RICE
Disposition
Common Stock
128.7k
$0.00
$0
11/13/2017
04/20/2017
Yuma Energy, Inc.
YUMA
Grant
Common Stock
17k
$0.00
$0
04/20/2017
06/01/2016
Rice Energy Inc.
RICE
Grant
Common Stock
8.4k
$0.00
$0
06/01/2016
06/03/2015
Rice Energy Inc.
RICE
Grant
Common Stock
7.6k
$0.00
$0
06/03/2015
05/08/2015
Rice Energy Inc.
RICE
Exercise
Restricted stock units
7.5k
$0.00
$0
05/08/2015
05/22/2014
BATTALION OIL CORP
HK
Grant
Common Stock
28.3k
$0.00
$0
05/22/2014
05/08/2014
Rice Energy Inc.
RICE
Grant
7.5k
$0.00
$0
05/08/2014
01/29/2014
Rice Energy Inc.
RICE
Purchase
Common stock
100k
$21.00
$2.1M
01/29/2014
01/29/2014
Rice Energy Inc.
RICE
Purchase
Common stock
25k
$21.00
$525k
By Kathleen Christmas Wehrman Trust
01/29/2014
01/29/2014
Rice Energy Inc.
RICE
Grant
Common stock
5.2k
$0.00
$0
01/29/2014
06/13/2013
BATTALION OIL CORP
HK
Purchase
Series A Convertible Preferred Stock
2k
$1,000.00
$2M
06/13/2013
05/23/2013
BATTALION OIL CORP
HK
Grant
Common Stock
29k
$0.00
$0
05/23/2013
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