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Vicis Capital, LLC

DateNameSymbolTypeSecuritySharesPriceValueOwnershipReported
10/06/2014DEER VALLEY CORPDVLYSaleCommon Stock, $0.001 par value per share12.3M$0.29$3.6MBy Vicis Capital Master Fund10/06/2014
01/16/2014NET TALK.COM, INC.NTLKSaleCommon Stock20M$0.00$0By Vicis Capital Master Fund01/16/2014
01/16/2014NET TALK.COM, INC.NTLKSaleSeries E Warrant to purchase Common Stock10M$0.50$5MBy Vicis Capital Master Fund01/16/2014
01/16/2014NET TALK.COM, INC.NTLKSaleSeries D Warrant to purchase Common Stock8M$0.50$4MBy Vicis Capital Master Fund01/16/2014
01/16/2014NET TALK.COM, INC.NTLKSaleSeries A Convertible Preferred Stock500$0.25$125By Vicis Capital Master Fund01/16/2014
01/16/2014NET TALK.COM, INC.NTLKSaleSeries D Warrant to purchase Common Stock28.8M$0.50$14.4MBy Vicis Capital Master Fund01/16/2014
01/16/2014NET TALK.COM, INC.NTLKSaleSeries E Warrant to purchase Common Stock22.1M$0.50$11MBy Vicis Capital Master Fund01/16/2014
08/09/2013AMBIENT CORP /NYAMBTSaleCommon Stock1.2M$1.50$1.8MBy Vicis Capital Master Fund08/09/2013
08/09/2013AMBIENT CORP /NYAMBTSaleCommon Stock400k$1.10$440kBy Vicis Capital Master Fund08/09/2013
07/31/2013AMBIENT CORP /NYAMBTSale 1.6M$1.50$2.4MBy Vicis Capital Master Fund07/31/2013
07/15/2013Infusion Brands International, Inc.INBIOther (acquisition)Common Stock440M$0.00$0By Vicis Capital Master Fund07/15/2013
04/16/2013Oblong, Inc.GLOWSaleCommon Stock285k$1.00$285.6kBy Vicis Capital Master Fund04/16/2013
04/02/2013Oblong, Inc.GLOWSaleCommon Stock1.5k$1.42$2.1kBy Vicis Capital Master Fund04/02/2013
12/28/2012FITLIFE BRANDS, INC.FTLFSaleCommon Stock12.6M$0.01$150kBy Vicis Capital Master Fund11/06/2012
11/06/2012FITLIFE BRANDS, INC.FTLFSale10% Cumulative Perpetual Series B Preferred Stock79$0.00$0By Vicis Capital Master Fund11/06/2012
11/06/2012FITLIFE BRANDS, INC.FTLFSaleCommon Stock12.6M$0.00$0By Vicis Capital Master Fund11/06/2012
09/17/2012FITLIFE BRANDS, INC.FTLFSaleSeries C Convertible Pref. Stock, $.01 par value per share125$0.00$0By Vicis Capital Master Fund09/17/2012
09/17/2012FITLIFE BRANDS, INC.FTLFSaleWarrant to Purchase Common Stock2.5M$0.30$750kBy Vicis Capital Master Fund09/17/2012
07/18/2012AMBIENT CORP /NYAMBTSaleCommon Stock133k$5.12$681kBy Vicis Capital Master Fund07/18/2012
07/10/2012AMBIENT CORP /NYAMBTSaleCommon Stock111k$5.01$556.3kBy Vicis Capital Master Fund07/10/2012
06/29/2012FITLIFE BRANDS, INC.FTLFSaleWarrant to Purchase Common Stock2.5M$0.30$750kBy Vicis Capital Master Fund06/29/2012
06/27/2012AMBIENT CORP /NYAMBTSaleCommon Stock175k$4.50$787.8kBy Vicis Capital Master Fund06/27/2012
06/26/2012Oblong, Inc.GLOWSaleCommon Stock7k$2.40$16.7kBy Vicis Capital Master Fund06/26/2012
06/14/2012Oblong, Inc.GLOWSaleCommon Stock19.6k$2.20$43.2kBy Vicis Capital Master Fund06/13/2012
06/13/2012Oblong, Inc.GLOWSaleCommon Stock1.2k$2.20$2.6kBy Vicis Capital Master Fund06/13/2012
06/12/2012AMBIENT CORP /NYAMBTSaleWarrant to Purchase Common Stock53.3k$3.50$186.7kBy Vicis Capital Master Fund06/12/2012
06/12/2012AMBIENT CORP /NYAMBTSaleWarrant to Purchase Common Stock68.6k$3.50$240kBy Vicis Capital Master Fund06/12/2012
06/12/2012AMBIENT CORP /NYAMBTSaleWarrant to Purchase Common Stock4.4k$3.50$15.4kBy Vicis Capital Master Fund06/12/2012
06/12/2012AMBIENT CORP /NYAMBTSaleWarrant to Purchase Common Stock14.9k$3.50$52.1kBy Vicis Capital Master Fund06/12/2012
06/12/2012Oblong, Inc.GLOWSaleCommon Stock100$2.20$220By Vicis Capital Master Fund06/08/2012
06/11/2012Oblong, Inc.GLOWSaleCommon Stock3.4k$2.20$7.5kBy Vicis Capital Master Fund06/08/2012
06/08/2012Oblong, Inc.GLOWSaleCommon Stock638$2.20$1.4kBy Vicis Capital Master Fund06/08/2012
05/23/2012AMBIENT CORP /NYAMBTSaleCommon Stock166k$4.50$747kBy Vicis Capital Master Fund05/23/2012
03/31/2012DEER VALLEY CORPDVLYOtherCall Options (obligations to sell)1$12,000,000.00$12MBy Vicis Capital Master Fund03/30/2012
03/30/2012DEER VALLEY CORPDVLYOther (disposition)Series E Convertible Preferred Stock1000k$0.00$0By Vicis Capital Master Fund03/30/2012
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