Auwaerter Paul Gisbert [Rocket]

Date	Name	Symbol	Type	Security	Shares	Price	Value	Ownership	Reported
10/06/2023	CAPRICOR THERAPEUTICS, INC.	CAPR	Purchase	Common Stock	5k	$2.84	$14.2k		10/06/2023
07/11/2023	CAPRICOR THERAPEUTICS, INC.	CAPR	Grant	Stock Option (Right to Buy)	115k	$4.47	$514k		07/11/2023