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ENERGY FOCUS, INC (EFOI)
Date
Name
Title
Type
Security
Shares
Price
Value
Ownership
Reported
06/29/2023
Huang Chiao Chieh
10% Owner
Grant
Common Stock
343.5k
$1.76
$604.5k
06/29/2023
04/28/2023
Gianas Randy Harrison
VP Operations & Engineering
Grant
Stock Option (Right to buy)
1.4k
$3.04
$4.3k
04/28/2023
03/30/2023
Huang Gina
10% Owner
Grant
Common Stock
500k
$0.50
$250k
See footnote
03/30/2023
03/28/2023
Huang Chiao Chieh
10% Owner
Grant
Common Stock
108.5k
$0.56
$60.9k
See footnote
03/28/2023
02/24/2023
Huang Gina
10% Owner
Grant
Common Stock
803.2k
$0.50
$400k
See footnote
02/24/2023
01/17/2023
Huang Gina
10% Owner
Grant
Common Stock
1.5M
$0.56
$817.2k
See footnote
01/17/2023
01/10/2023
Huang Gina
10% Owner
Grant
Common Stock
325.8k
$0.46
$150k
See footnote
01/10/2023
01/05/2023
Huang Gina
10% Owner
Grant
Common Stock
257.8k
$0.39
$100k
See footnote
01/05/2023
09/28/2022
Warren James Raymond III
SVP, GC & Corp. Secretary
Exercise
Restricted Stock Units
800
$0.00
$0
09/28/2022
09/12/2022
Matt Lesley A.
CEO
Grant
Stock Option (Right to buy)
150k
$0.75
$112.5k
09/12/2022
09/04/2022
den Daas Kaj
Director
Grant
Restricted Stock Units
10k
$0.00
$0
09/04/2022
08/01/2022
Griffin Clifford R.
SVP, Corp. Controller & CAO
Grant
Stock Option (Right to buy)
6k
$0.74
$4.5k
08/01/2022
06/22/2022
Lagarto Brian J
Director
Exercise
Restricted Stock Units
10k
$0.00
$0
06/22/2022
06/22/2022
Socolof Stephen
Chairman and Interim CEO
Exercise
Restricted Stock Units
5k
$0.00
$0
06/22/2022
06/22/2022
Politziner Philip
Director
Exercise
Restricted Stock Units
5k
$0.00
$0
06/22/2022
06/22/2022
Huang Gina
10% Owner
Exercise
Common Stock
5k
$0.00
$0
See footnote
06/22/2022
06/22/2022
Huang Gina
10% Owner
Exercise
Restricted Stock Units
5k
$0.00
$0
06/22/2022
06/22/2022
Parker Jeffery Robert
Director
Exercise
Restricted Stock Units
10k
$0.00
$0
06/22/2022
06/22/2022
Cheng Jennifer Y
Director
Exercise
Restricted Stock Units
5k
$0.00
$0
06/22/2022
02/22/2022
Parker Jeffery Robert
Director
Grant
Restricted Stock Units
10k
$0.00
$0
02/22/2022
02/19/2022
Lagarto Brian J
Director
Grant
Restricted Stock Units
10k
$0.00
$0
02/19/2022
02/11/2022
Galluccio Gregory S
Sr. VP, Product Mgmt & Engin.
Grant
Stock Option (Right to buy)
15k
$1.48
$22.2k
02/11/2022
02/11/2022
Warren James Raymond III
SVP, GC & Corp. Secretary
Grant
Stock Option (Right to buy)
15k
$1.48
$22.2k
02/11/2022
02/11/2022
Warren James Raymond III
SVP, GC & Corp. Secretary
Grant
Stock Option (Right to buy)
15k
$1.48
$22.2k
02/11/2022
02/11/2022
NESTOR TOD A
COO and CFO
Grant
Stock Option (Right to buy)
20k
$1.48
$29.6k
02/11/2022
02/11/2022
Socolof Stephen
Chairman and Interim CEO
Grant
Restricted Stock Units
5k
$0.00
$0
02/11/2022
02/11/2022
Huang Gina
10% Owner
Grant
Restricted Stock Units
5k
$0.00
$0
02/11/2022
02/11/2022
Huang Gina
10% Owner
Grant
Restricted Stock Units
5k
$0.00
$0
02/11/2022
02/11/2022
Politziner Philip
Director
Grant
Restricted Stock Units
5k
$0.00
$0
02/11/2022
02/11/2022
Cheng Jennifer Y
Director
Grant
Restricted Stock Units
5k
$0.00
$0
02/11/2022
09/28/2021
Warren James Raymond III
SVP, GC & Corp. Secretary
Exercise
Restricted Stock Units
800
$0.00
$0
09/28/2021
08/25/2021
Politziner Philip
Director
Purchase
Common Stock
3k
$3.35
$10k
08/25/2021
08/18/2021
Socolof Stephen
Chairman and Interim CEO
Purchase
Common Stock
3.5k
$2.80
$9.8k
08/18/2021
08/16/2021
Tu James
Chairman and CEO
Purchase
Common Stock
5k
$2.70
$13.5k
08/16/2021
05/26/2021
Cheng Jennifer Y
Director
Exercise
Restricted Stock Units
10k
$0.00
$0
05/26/2021
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