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FIRST TRUST DIVIDEND & INCOME FUND (FAV)
| Date | Name | Title | Type | Security | Shares | Price | Value | Ownership | Reported |
| 10/20/2016 | Bulldog Investors General Partnership | 10% Owner | Purchase | | 300 | $8.86 | $2.7k | | 10/19/2016 |
| 10/20/2016 | Bulldog Investors, LLP | 10% Owner | Purchase | Common Stock | 300 | $8.86 | $2.7k | By Clients | 10/19/2016 |
| 10/19/2016 | Bulldog Investors, LLP | 10% Owner | Purchase | Common Stock | 10.9k | $8.89 | $96.9k | By Clients | 10/19/2016 |
| 10/19/2016 | Bulldog Investors General Partnership | 10% Owner | Purchase | | 302 | $8.89 | $2.7k | | 10/19/2016 |
| 10/19/2016 | Bulldog Investors General Partnership | 10% Owner | Purchase | | 10.6k | $8.89 | $94.2k | | 10/19/2016 |
| 10/05/2016 | Bulldog Investors, LLP | 10% Owner | Purchase | Common Stock | 1.5k | $9.11 | $13.7k | By Clients | 10/05/2016 |
| 09/30/2016 | Bulldog Investors General Partnership | 10% Owner | Purchase | | 433 | $9.10 | $3.9k | | 09/30/2016 |
| 09/30/2016 | Bulldog Investors, LLP | 10% Owner | Purchase | Common Stock | 15k | $9.10 | $136.6k | By Clients | 09/30/2016 |
| 09/30/2016 | Bulldog Investors General Partnership | 10% Owner | Purchase | | 14.6k | $9.10 | $132.7k | | 09/30/2016 |
| 09/23/2016 | Bulldog Investors, LLP | 10% Owner | Purchase | Common Stock | 39.4k | $9.07 | $357.6k | By Clients | 09/22/2016 |
| 09/22/2016 | Bulldog Investors, LLP | 10% Owner | Purchase | Common Stock | 65.8k | $9.08 | $597.2k | By Clients | 09/22/2016 |
| 09/21/2016 | Bulldog Investors, LLP | 10% Owner | Purchase | Common Stock | 55k | $9.00 | $495k | By Clients | 09/20/2016 |
| 09/20/2016 | Bulldog Investors, LLP | 10% Owner | Purchase | Common Stock | 34.2k | $9.00 | $308k | By Clients | 09/20/2016 |
| 08/23/2016 | Bulldog Investors General Partnership | 10% Owner | Purchase | | 14.5k | $9.13 | $132.8k | | 08/22/2016 |
| 08/23/2016 | Bulldog Investors General Partnership | 10% Owner | Purchase | | 451 | $9.13 | $4.1k | | 08/22/2016 |
| 08/23/2016 | Bulldog Investors General Partnership | 10% Owner | Purchase | | 25k | $9.13 | $228.3k | | 08/22/2016 |
| 08/22/2016 | Bulldog Investors General Partnership | 10% Owner | Purchase | | 562 | $9.10 | $5.1k | | 08/22/2016 |
| 08/22/2016 | Bulldog Investors General Partnership | 10% Owner | Purchase | | 18.1k | $9.10 | $164.9k | | 08/22/2016 |
| 08/15/2016 | Bulldog Investors, LLP | 10% Owner | Purchase | Common Stock | 300 | $9.13 | $2.7k | By Clients | 08/15/2016 |
| 08/10/2016 | Bulldog Investors, LLP | 10% Owner | Purchase | Common Stock | 1.1k | $9.07 | $10.1k | By Clients | 08/09/2016 |
| 08/09/2016 | Bulldog Investors, LLP | 10% Owner | Purchase | Common Stock | 1.7k | $9.09 | $15.5k | By Clients | 08/09/2016 |
| 08/02/2016 | Bulldog Investors General Partnership | 10% Owner | Purchase | | 80 | $8.96 | $716.8 | | 08/01/2016 |
| 08/02/2016 | Bulldog Investors General Partnership | 10% Owner | Purchase | | 2.6k | $8.96 | $23.1k | | 08/01/2016 |
| 08/02/2016 | Bulldog Investors, LLP | 10% Owner | Purchase | Common Stock | 2.7k | $8.96 | $23.8k | By Clients | 08/01/2016 |
| 08/01/2016 | Bulldog Investors General Partnership | 10% Owner | Purchase | | 87 | $9.04 | $786.8 | | 08/01/2016 |
| 08/01/2016 | Bulldog Investors General Partnership | 10% Owner | Purchase | | 2.8k | $9.04 | $25.4k | | 08/01/2016 |
| 08/01/2016 | Bulldog Investors, LLP | 10% Owner | Purchase | Common Stock | 2.9k | $9.04 | $26.2k | By Clients | 08/01/2016 |
| 07/22/2016 | Bulldog Investors, LLP | 10% Owner | Purchase | Common Stock | 11.7k | $9.05 | $105.9k | By Clients | 07/22/2016 |
| 07/14/2016 | Bulldog Investors, LLP | 10% Owner | Purchase | Common Stock | 3.8k | $9.19 | $34.9k | By Clients | 07/14/2016 |
| 07/14/2016 | Bulldog Investors General Partnership | 10% Owner | Purchase | | 3.7k | $9.19 | $33.7k | | 07/14/2016 |
| 07/14/2016 | Bulldog Investors General Partnership | 10% Owner | Purchase | | 129 | $9.19 | $1.2k | | 07/14/2016 |
| 06/21/2016 | Bulldog Investors, LLP | 10% Owner | Purchase | Common Stock | 5.3k | $8.91 | $47k | By Clients | 06/21/2016 |
| 06/13/2016 | Bulldog Investors, LLP | 10% Owner | Purchase | Common Stock | 100 | $8.85 | $885 | By Clients | 06/10/2016 |
| 06/13/2016 | Bulldog Investors General Partnership | 10% Owner | Purchase | | 100 | $8.85 | $885 | | 06/10/2016 |
| 06/10/2016 | Bulldog Investors General Partnership | 10% Owner | Purchase | | 1.2k | $8.89 | $10.7k | | 06/10/2016 |
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