| Date | Name | Symbol | Type | Security | Shares | Price | Value | Ownership | Reported |
| 03/31/2023 | Dime Community Bancshares, Inc. /NY/ | BDGE | Grant | Common | 2.9k | $0.00 | $0 | | 03/31/2023 |
| 06/27/2022 | CME GROUP INC. | CME | Grant | Common Stock Class A | 693 | $209.44 | $145.1k | | 06/27/2022 |
| 04/01/2022 | Dime Community Bancshares, Inc. /NY/ | BDGE | Grant | Common | 1.9k | $0.00 | $0 | | 04/01/2022 |
| 01/25/2022 | CME GROUP INC. | CME | Grant | Common Stock Class A | 47 | $221.79 | $10.4k | | 01/25/2022 |
| 07/01/2021 | NAVISTAR INTERNATIONAL CORP | NAV | Disposition | Common Stock | 7.5k | $44.50 | $334.4k | | 07/01/2021 |
| 07/01/2021 | NAVISTAR INTERNATIONAL CORP | NAV | Disposition | Stock Options (Right to buy) | 5k | $27.31 | $136.6k | | 07/01/2021 |
| 07/01/2021 | NAVISTAR INTERNATIONAL CORP | NAV | Disposition | Stock Options (Right to buy) | 5k | $41.63 | $208.2k | | 07/01/2021 |
| 07/01/2021 | NAVISTAR INTERNATIONAL CORP | NAV | Disposition | Stock Options (Right to buy) | 5k | $30.94 | $154.7k | | 07/01/2021 |
| 06/25/2021 | CME GROUP INC. | CME | Grant | Common Stock Class A | 551 | $218.12 | $120.2k | | 06/25/2021 |
| 06/11/2021 | Stem Holdings, Inc. | STMH | Grant | Options | 250k | $0.40 | $100k | | 05/07/2021 |
| 03/31/2021 | Stem Holdings, Inc. | STMH | Grant | Common Stock | 62.5k | $0.45 | $28.1k | | 05/07/2021 |
| 03/10/2021 | NAVISTAR INTERNATIONAL CORP | NAV | Sale | Common Stock | 4.8k | $44.04 | $210k | | 03/10/2021 |
| 03/02/2021 | NAVISTAR INTERNATIONAL CORP | NAV | Grant | Common Stock | 3.4k | $0.00 | $0 | | 03/02/2021 |
| 02/12/2021 | CME GROUP INC. | CME | Sale | Common Stock Class A | 1000 | $183.32 | $183.3k | | 02/12/2021 |
| 01/19/2021 | NAVISTAR INTERNATIONAL CORP | NAV | Sale | Common Stock | 2.5k | $43.96 | $109.9k | | 01/19/2021 |
| 12/30/2020 | Stem Holdings, Inc. | STMH | Grant | Common Stock | 62.5k | $0.45 | $28.1k | | 05/07/2021 |
| 12/23/2020 | NAVISTAR INTERNATIONAL CORP | NAV | Sale | Common Stock | 2k | $44.00 | $88k | | 12/23/2020 |
| 09/30/2020 | Stem Holdings, Inc. | STMH | Grant | Common Stock | 62.5k | $0.43 | $26.9k | | 05/07/2021 |
| 08/25/2020 | CME GROUP INC. | CME | Sale | Common Stock Class A | 2k | $174.61 | $349.2k | | 08/25/2020 |
| 06/30/2020 | Stem Holdings, Inc. | STMH | Grant | Common Stock | 62.5k | $0.42 | $26.2k | | 05/07/2021 |
| 06/25/2020 | CME GROUP INC. | CME | Grant | Common Stock Class A | 712 | $0.00 | $0 | | 06/25/2020 |
| 03/31/2020 | Stem Holdings, Inc. | STMH | Grant | Common Stock | 62.5k | $0.40 | $25k | | 05/07/2021 |
| 02/25/2020 | NAVISTAR INTERNATIONAL CORP | NAV | Grant | Common Stock | 4.1k | $0.00 | $0 | | 02/25/2020 |
| 01/14/2020 | Stem Holdings, Inc. | STMH | Grant | Options | 250k | $1.00 | $250k | | 05/07/2021 |
| 12/31/2019 | Stem Holdings, Inc. | STMH | Grant | Common Stock | 62.5k | $0.44 | $27.5k | | 05/07/2021 |
| 12/31/2019 | NAVISTAR INTERNATIONAL CORP | NAV | Grant | Common Stock | 1.3k | $0.00 | $0 | | 12/31/2019 |
| 09/30/2019 | NAVISTAR INTERNATIONAL CORP | NAV | Grant | Common Stock | 1.3k | $0.00 | $0 | | 09/30/2019 |
| 08/09/2019 | CME GROUP INC. | CME | Sale | Common Stock Class A | 1.5k | $212.46 | $318.7k | | 08/09/2019 |
| 06/30/2019 | NAVISTAR INTERNATIONAL CORP | NAV | Grant | Common Stock | 1.1k | $0.00 | $0 | | 06/30/2019 |
| 06/25/2019 | CME GROUP INC. | CME | Grant | Common Stock Class A | 606 | $0.00 | $0 | | 06/25/2019 |
| 05/07/2019 | Stem Holdings, Inc. | STMH | Grant | Common Stock | 75k | $0.42 | $31.5k | | 05/07/2021 |
| 04/01/2019 | NAVISTAR INTERNATIONAL CORP | NAV | Grant | Common Stock | 1.1k | $0.00 | $0 | | 04/01/2019 |
| 02/28/2019 | NAVISTAR INTERNATIONAL CORP | NAV | Exercise | Phantom Stock Units | 3.2k | $0.00 | $0 | | 02/28/2019 |
| 12/31/2018 | NAVISTAR INTERNATIONAL CORP | NAV | Grant | Phantom Stock Units | 1.3k | $25.95 | $32.5k | | 12/31/2018 |
| 12/11/2018 | NAVISTAR INTERNATIONAL CORP | NAV | Grant | Stock Options (Right to buy) | 5k | $27.31 | $136.6k | | 12/11/2018 |
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