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ANGELO GORDON & CO., L.P.

DateNameSymbolTypeSecuritySharesPriceValueOwnershipReported
10/14/2022AGTB Private BDC PurchaseCommon shares of beneficial interest1.7M$25.48$43MSee Footnote10/14/2022
10/14/2022AGTB Private BDC PurchaseCommon shares of beneficial interest33.3k$25.48$847.6kSee Footnote10/14/2022
09/14/2022ABRAXAS PETROLEUM CORPAXASSaleSeries A Preferred Stock685.5k$116.70$80MSee Footnote09/14/2022
08/31/2022AGTB Private BDC PurchaseCommon shares of beneficial interest3.7k$25.16$93.4kSee Footnote08/15/2022
08/31/2022AGTB Private BDC PurchaseCommon shares of beneficial interest2.9M$25.16$74.1MSee Footnote08/15/2022
08/15/2022AGTB Private BDC PurchaseCommon shares of beneficial interest1.8k$25.10$46kSee Footnote08/15/2022
08/15/2022AGTB Private BDC PurchaseCommon shares of beneficial interest496.1k$25.10$12.5MSee Footnote08/15/2022
04/29/2022U.S. WELL SERVICES HOLDINGS, LLCMPACSaleConvertible Senior Secured (Third Lien) PIK Note21.5M$7.00$150.2MSee Footnote04/29/2022
04/29/2022U.S. WELL SERVICES HOLDINGS, LLCMPACSaleConvertible Senior Secured (Third Lien) PIK Note21.5M$4.38$94MSee Footnote04/29/2022
04/29/2022U.S. WELL SERVICES HOLDINGS, LLCMPACSaleSeries A Redeemable Convertible Preferred Stock5.2k$23.35$121.3kSee Footnote04/29/2022
04/29/2022U.S. WELL SERVICES HOLDINGS, LLCMPACSaleWarrants for Class A Common Stock (Right to Buy)2.7M$26.81$71.5MSee Footnote04/29/2022
05/19/2011FAIRPOINT COMMUNICATIONS INCFRPPurchaseCommon Stock150k$10.96$1.6MSee Footnote05/19/2011
05/19/2011FAIRPOINT COMMUNICATIONS INCFRPPurchaseCommon Stock350k$10.43$3.7MSee Footnote05/19/2011
12/23/2010C&D TECHNOLOGIES INCCHHPPurchaseCommon Stock345M$0.00$0See footnote11/08/2010
12/23/2010C&D TECHNOLOGIES INCCHHPSale5.50% Convertible Senior Notes due 20260$0.00$0See footnote11/08/2010
12/03/2010Victor Technologies Group, Inc.THMDOtherCommon Stock4.5M$0.00$0See Footnote12/03/2010
11/08/2010C&D TECHNOLOGIES INCCHHPPurchase5.50% Convertible Senior Notes due 20260$4.84$0See footnote11/08/2010
02/07/2006Victor Technologies Group, Inc.THMDSaleCommon Stock17.2k$15.07$260kSee footnote02/07/2006
02/06/2006Victor Technologies Group, Inc.THMDSaleCommon Stock433.5k$15.07$6.5MSee footnote02/07/2006
02/06/2006Victor Technologies Group, Inc.THMDSaleCommon Stock7k$15.30$107.9kSee Footnote02/03/2006
02/03/2006Victor Technologies Group, Inc.THMDSaleCommon Stock194.2k$15.10$2.9MSee Footnote02/03/2006
09/13/2005Victor Technologies Group, Inc.THMDSaleCommon Stock244k$13.50$3.3MSee Footnote09/12/2005
09/12/2005Victor Technologies Group, Inc.THMDSaleCommon Stock7.3k$13.75$101kSee Footnote09/12/2005
11/12/2004DADE BEHRING HOLDINGS INCDADESaleCommon Stock121.7k$53.52$6.5MSee Footnote11/10/2004
11/11/2004DADE BEHRING HOLDINGS INCDADESaleCommon Stock42.9k$54.03$2.3MSee Footnote11/10/2004
11/10/2004DADE BEHRING HOLDINGS INCDADESaleCommon Stock30.3k$55.00$1.7MSee Footnote11/10/2004
11/03/2004DADE BEHRING HOLDINGS INCDADESaleCommon Stock20k$52.79$1.1MSee Footnote11/02/2004
11/02/2004DADE BEHRING HOLDINGS INCDADESaleCommon Stock125k$52.83$6.6MSee Footnote11/02/2004
01/01/2004PRA GROUP INCPRAAOther (disposition)Common Stock, $0.01 par value per share1.8M$0.00$0 01/01/2004
01/01/2004PRA GROUP INCPRAAOther (disposition)Common Stock, $.01 par value per share1.7M$0.00$0 01/01/2004
08/14/2003PRA GROUP INCPRAAExercise (in-the-money or at-the-money)Warrants (Right to Buy)21k$3.60$75.6kSee footnote08/14/2003
08/14/2003PRA GROUP INCPRAAExercise (in-the-money or at-the-money)Warrants (Right to Buy)2.5k$3.60$9kSee footnote08/14/2003

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