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KATZ SAMUEL L

DateNameSymbolTypeSecuritySharesPriceValueOwnershipReported
06/02/2023PENNANTPARK INVESTMENT CORPPNNTPurchaseCommon Stock5k$5.52$27.6k 06/01/2023
06/02/2023PENNANTPARK INVESTMENT CORPPNNTPurchaseCommon Stock5k$5.55$27.8k 06/01/2023
06/01/2023PENNANTPARK INVESTMENT CORPPNNTPurchaseCommon Stock15k$5.49$82.3k 06/01/2023
12/18/2020PennantPark Floating Rate Capital Ltd.PFLTSaleCommon Stock8.6k$10.41$89.7k 12/17/2020
12/18/2020PENNANTPARK INVESTMENT CORPPNNTPurchaseCommon Stock5k$4.45$22.2k 12/17/2020
12/17/2020PennantPark Floating Rate Capital Ltd.PFLTSaleCommon Stock8.9k$10.54$94.1k 12/17/2020
12/17/2020PENNANTPARK INVESTMENT CORPPNNTPurchaseCommon Stock2.5k$4.40$11k 12/17/2020
12/16/2020PENNANTPARK INVESTMENT CORPPNNTPurchaseCommon Stock5k$4.42$22.1k 12/15/2020
12/16/2020PennantPark Floating Rate Capital Ltd.PFLTSaleCommon Stock7.5k$10.65$79.4k 12/15/2020
12/15/2020PENNANTPARK INVESTMENT CORPPNNTPurchaseCommon Stock9.5k$4.47$42.5k 12/15/2020
12/15/2020PennantPark Floating Rate Capital Ltd.PFLTSaleCommon Stock17.7k$10.87$192.3k 12/15/2020
12/14/2020PennantPark Floating Rate Capital Ltd.PFLTSaleCommon Stock10.7k$10.85$116.5k 12/11/2020
12/14/2020PENNANTPARK INVESTMENT CORPPNNTPurchaseCommon Stock3k$4.48$13.5k 12/11/2020
12/11/2020PennantPark Floating Rate Capital Ltd.PFLTSaleCommon Stock6.6k$10.84$71.1k 12/11/2020
12/11/2020PENNANTPARK INVESTMENT CORPPNNTPurchaseCommon Stock5k$4.52$22.6k 12/11/2020
12/03/2020PENNANTPARK INVESTMENT CORPPNNTOther (acquisition)Common Stock177.3k$4.62$819kHeld by various related trusts12/03/2020
12/03/2020PENNANTPARK INVESTMENT CORPPNNTOther (disposition)Common Stock177.3k$4.62$819k 12/03/2020
12/03/2020PennantPark Floating Rate Capital Ltd.PFLTOther (acquisition)Common Stock120.3k$10.91$1.3MHeld by various related trusts12/03/2020
12/03/2020PennantPark Floating Rate Capital Ltd.PFLTOther (disposition)Common Stock120.3k$10.91$1.3M 12/03/2020
06/10/2020PennantPark Floating Rate Capital Ltd.PFLTPurchaseCommon Stock15k$8.83$132.4k 06/10/2020
09/04/2019PennantPark Floating Rate Capital Ltd.PFLTPurchaseCommon Stock25k$11.42$285.4k 09/04/2019
05/13/2019PennantPark Floating Rate Capital Ltd.PFLTPurchaseCommon Stock19.9k$12.11$241k 05/10/2019
05/10/2019PennantPark Floating Rate Capital Ltd.PFLTPurchaseCommon Stock100$12.20$1.2k 05/10/2019
02/27/2018PennantPark Floating Rate Capital Ltd.PFLTPurchaseCommon Stock10k$12.73$127.3k 02/27/2018
02/26/2018PennantPark Floating Rate Capital Ltd.PFLTPurchaseCommon Stock17k$12.64$214.9k 02/26/2018
02/11/2016PennantPark Floating Rate Capital Ltd.PFLTPurchaseCommon Stock4.1k$10.50$43.5k 02/11/2016
02/09/2016PennantPark Floating Rate Capital Ltd.PFLTPurchaseCommon Stock5.9k$10.52$61.6k 02/09/2016
09/04/2015PennantPark Floating Rate Capital Ltd.PFLTPurchaseCommon Stock20k$12.23$244.6k 09/04/2015
08/26/2015PennantPark Floating Rate Capital Ltd.PFLTPurchaseCommon Stock7.5k$12.00$89.8k 08/26/2015
08/24/2015PennantPark Floating Rate Capital Ltd.PFLTPurchaseCommon Stock10k$12.10$121k 08/24/2015
08/24/2015PennantPark Floating Rate Capital Ltd.PFLTPurchaseCommon Stock2.5k$12.00$30.2k 08/24/2015
08/26/2014PennantPark Floating Rate Capital Ltd.PFLTPurchaseCommon Stock8k$14.16$112.9k 08/26/2014
08/22/2014PennantPark Floating Rate Capital Ltd.PFLTPurchaseCommon Stock167$14.03$2.3k 08/21/2014
08/21/2014PennantPark Floating Rate Capital Ltd.PFLTPurchaseCommon Stock1.9k$14.03$26.2k 08/21/2014
05/15/2014PennantPark Floating Rate Capital Ltd.PFLTPurchaseCommon Stock300$13.65$4.1k 05/15/2014
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