PEERLESS SYSTEMS CORP (PRLS) [Rocket]

Date	Name	Symbol	Type	Security	Shares	Price	Value	Reported
10/06/2014	DEER VALLEY CORP	DVLY	Purchase	Common Stock	12.3M	$0.29	$3.6M	10/06/2014
10/06/2014	DEER VALLEY CORP	DVLY	Purchase	Common Stock	126k	$0.65	$81.9k	10/06/2014
10/02/2009	HIGHBURY FINANCIAL INC	HBRF	Exercise (in-the-money or at-the-money)	Warrants to purchase common stock	1000	$5.00	$5k	10/02/2009
10/02/2009	HIGHBURY FINANCIAL INC	HBRF	Exercise (in-the-money or at-the-money)	Warrants to purchase common stock	125.3k	$5.00	$626.4k	10/02/2009
10/02/2009	HIGHBURY FINANCIAL INC	HBRF	Exercise (in-the-money or at-the-money)	Warrants to purchase common stock	400k	$5.00	$2M	10/02/2009
09/15/2009	HIGHBURY FINANCIAL INC	HBRF	Exercise (out-of-the-money)	Warrants to purchase common stock	25k	$5.00	$125k	09/15/2009
09/15/2009	HIGHBURY FINANCIAL INC	HBRF	Exercise (out-of-the-money)	Warrants to purchase common stock	40.8k	$5.00	$203.8k	09/15/2009
09/15/2009	HIGHBURY FINANCIAL INC	HBRF	Exercise (out-of-the-money)	Warrants to purchase common stock	5k	$5.00	$25k	09/15/2009
09/15/2009	HIGHBURY FINANCIAL INC	HBRF	Exercise (out-of-the-money)	Warrants to purchase common stock	72.9k	$5.00	$364.4k	09/15/2009
09/15/2009	HIGHBURY FINANCIAL INC	HBRF	Exercise (out-of-the-money)	Warrants to purchase common stock	349k	$5.00	$1.7M	09/15/2009
09/15/2009	HIGHBURY FINANCIAL INC	HBRF	Exercise (out-of-the-money)	Warrants to purchase common stock	74.4k	$5.00	$372.1k	09/15/2009
09/15/2009	HIGHBURY FINANCIAL INC	HBRF	Exercise (out-of-the-money)	Warrants to purchase common stock	200k	$5.00	$1000k	09/15/2009
09/15/2009	HIGHBURY FINANCIAL INC	HBRF	Exercise (out-of-the-money)	Warrants to purchase common stock	182k	$5.00	$910k	09/15/2009
09/15/2009	HIGHBURY FINANCIAL INC	HBRF	Exercise (out-of-the-money)	Warrants to purchase common stock	55k	$5.00	$275k	09/15/2009
09/15/2009	HIGHBURY FINANCIAL INC	HBRF	Exercise (out-of-the-money)	Warrants to purchase common stock	10k	$5.00	$50k	09/15/2009
09/15/2009	HIGHBURY FINANCIAL INC	HBRF	Exercise (out-of-the-money)	Warrants to purchase common stock	70.6k	$5.00	$353.1k	09/15/2009