| Date | Name | Symbol | Type | Security | Shares | Price | Value | Ownership | Reported |
| 09/23/2021 | ION GEOPHYSICAL CORP | IO | Sale | Common Stock | 100k | $1.34 | $134k | See footnote | 09/21/2021 |
| 09/22/2021 | ION GEOPHYSICAL CORP | IO | Sale | Common Stock | 135.1k | $1.32 | $178.4k | See footnote | 09/21/2021 |
| 09/21/2021 | ION GEOPHYSICAL CORP | IO | Sale | Common Stock, par value $0.01 per share ("Common Stock") | 112.1k | $1.23 | $137.9k | See footnote | 09/21/2021 |
| 09/20/2021 | ION GEOPHYSICAL CORP | IO | Sale | Common Stock | 202.4k | $1.34 | $271.2k | See footnote | 09/16/2021 |
| 09/17/2021 | ION GEOPHYSICAL CORP | IO | Sale | Common Stock | 241.1k | $1.45 | $349.6k | See footnote | 09/16/2021 |
| 09/16/2021 | ION GEOPHYSICAL CORP | IO | Sale | Common Stock, par value $0.01 per share ("Common Stock") | 968.7k | $1.63 | $1.6M | See footnote | 09/16/2021 |
| 10/01/2008 | DOVER DOWNS GAMING & ENTERTAINMENT INC | DDE | Exercise (in-the-money or at-the-money) | Call Option (obligation to sell) | 50 | $7.50 | $375 | Investment Manager, see remarks below | 10/01/2008 |
| 06/12/2008 | DOVER DOWNS GAMING & ENTERTAINMENT INC | DDE | Purchase | Common Stock | 100k | $8.02 | $802.2k | Investment Manager, see remarks below | 06/11/2008 |
| 06/11/2008 | DOVER DOWNS GAMING & ENTERTAINMENT INC | DDE | Purchase | Common Stock | 56.5k | $8.05 | $454.6k | Investment Manager, see remarks below | 06/11/2008 |
| 06/03/2008 | DOVER DOWNS GAMING & ENTERTAINMENT INC | DDE | Purchase | Common Stock | 61.4k | $8.54 | $524.4k | Investment Manager, see remarks below | 06/02/2008 |
| 06/02/2008 | DOVER DOWNS GAMING & ENTERTAINMENT INC | DDE | Purchase | Common Stock | 22.2k | $8.43 | $186.9k | Investment Manager, see remarks below | 06/02/2008 |
| 05/02/2008 | DOVER DOWNS GAMING & ENTERTAINMENT INC | DDE | Purchase | Common Stock | 12.3k | $8.22 | $101.1k | Investment Manager, see remarks below | 05/02/2008 |
| 05/01/2008 | DOVER DOWNS GAMING & ENTERTAINMENT INC | DDE | Purchase | Common Stock | 54.2k | $8.35 | $452.3k | Investment Manager, see remarks below | 04/30/2008 |
| 04/30/2008 | DOVER DOWNS GAMING & ENTERTAINMENT INC | DDE | Purchase | Common Stock | 25k | $8.14 | $203.4k | Investment Manager, see remarks below | 04/30/2008 |
| 04/29/2008 | DOVER DOWNS GAMING & ENTERTAINMENT INC | DDE | Purchase | Common Stock | 59.2k | $8.20 | $485.6k | Investment Manager, see remarks below | 04/28/2008 |
| 04/28/2008 | DOVER DOWNS GAMING & ENTERTAINMENT INC | DDE | Purchase | Common Stock | 85.9k | $8.11 | $696.7k | Investment Manager, see remarks below | 04/28/2008 |
| 04/25/2008 | DOVER DOWNS GAMING & ENTERTAINMENT INC | DDE | Purchase | Common Stock | 30.9k | $8.34 | $257.6k | Investment Manager, see remarks below | 04/24/2008 |
| 04/24/2008 | DOVER DOWNS GAMING & ENTERTAINMENT INC | DDE | Purchase | Common Stock | 25.6k | $8.90 | $228.1k | Investment Manager, see remarks below | 04/24/2008 |
| 03/31/2008 | DOVER DOWNS GAMING & ENTERTAINMENT INC | DDE | Purchase | Common Stock | 16k | $8.65 | $138.8k | Investment Manager, see remarks below | 03/31/2008 |
| 03/18/2008 | DOVER DOWNS GAMING & ENTERTAINMENT INC | DDE | Purchase | Common Stock | 16.8k | $8.45 | $141.9k | Investment Manager, see remarks below | 03/18/2008 |
| 01/24/2008 | DOVER DOWNS GAMING & ENTERTAINMENT INC | DDE | Purchase | Common Stock | 37.8k | $9.40 | $355.1k | Investment Manager, see remarks below | 01/24/2008 |
| 01/22/2008 | DOVER DOWNS GAMING & ENTERTAINMENT INC | DDE | Purchase | Common Stock | 9.6k | $9.42 | $90.9k | Investment Manager, see remarks below | 01/18/2008 |
| 01/18/2008 | DOVER DOWNS GAMING & ENTERTAINMENT INC | DDE | Purchase | Common Stock | 8.9k | $9.33 | $83k | Investment Manager, see remarks below | 01/18/2008 |
| 01/10/2008 | DOVER DOWNS GAMING & ENTERTAINMENT INC | DDE | Purchase | Common Stock | 42.8k | $10.02 | $428.6k | Investment Manager, see remarks below | 01/09/2008 |
| 01/09/2008 | DOVER DOWNS GAMING & ENTERTAINMENT INC | DDE | Purchase | Common Stock | 32k | $9.91 | $317.1k | Investment Manager, see remarks below | 01/09/2008 |
| 11/01/2007 | DOVER DOWNS GAMING & ENTERTAINMENT INC | DDE | Purchase | Common Stock | 160.4k | $10.87 | $1.7M | Investment Manager, see remarks below | 10/30/2007 |
| 10/30/2007 | DOVER DOWNS GAMING & ENTERTAINMENT INC | DDE | Purchase | Common Stock | 41.3k | $11.11 | $458.9k | Investment Manager, see remarks below | 10/30/2007 |
| 10/29/2007 | DOVER DOWNS GAMING & ENTERTAINMENT INC | DDE | Purchase | Common Stock | 36.6k | $11.68 | $427k | Investment Manager, see remarks below | 10/26/2007 |
| 10/26/2007 | DOVER DOWNS GAMING & ENTERTAINMENT INC | DDE | Purchase | Common Stock | 71.8k | $11.20 | $804.4k | Investment Manager, | 10/26/2007 |
| 03/21/2007 | PIONEER COMPANIES INC | PONR | Purchase | Common Stock | 100k | $27.89 | $2.8M | Investment Manager, see remarks below | 03/21/2007 |