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Vistagen Therapeutics, Inc. (VTGN)
Date
Name
Title
Type
Security
Shares
Price
Value
Ownership
Reported
10/04/2023
COMMODORE CAPITAL LP
10% Owner
Grant
Pre-Funded Warrants (Right to Buy)
2.8M
$0.00
$2.8k
By Commodore Capital Master LP
10/04/2023
10/04/2023
COMMODORE CAPITAL LP
10% Owner
Grant
Tranche 1 Warrants (Right to Buy)
1.4M
$5.38
$7.5M
By Commodore Capital Master LP
10/04/2023
10/04/2023
COMMODORE CAPITAL LP
10% Owner
Grant
Tranche 2 Warrants (Right to Buy)
1.7M
$8.88
$15M
By Commodore Capital Master LP
10/04/2023
08/21/2023
Anderson Cynthia Lynn
CFO
Grant
Stock Option (right to buy)
8.3k
$5.34
$44.5k
08/21/2023
08/07/2023
COMMODORE CAPITAL LP
10% Owner
Purchase
Common Stock
775.8k
$23.15
$18M
By Commodore Capital Master LP
08/07/2023
06/30/2023
Singh Shawn
CEO
Grant
Common Stock
167
$1.59
$265.4
06/30/2023
06/30/2023
Adler Reid G.
CHIEF LEGAL OFFICER
Grant
Common Stock
167
$1.59
$265.4
06/30/2023
06/30/2023
DOTSON JERROLD DUANE
VP, CFO
Grant
Common Stock
167
$1.59
$265.4
06/30/2023
12/30/2022
DOTSON JERROLD DUANE
VP, CFO
Grant
Common Stock
5k
$0.09
$438
12/30/2022
12/30/2022
Singh Shawn
CEO
Grant
Common Stock
5k
$0.09
$438
12/30/2022
08/18/2022
GIN JERRY B
Director
Purchase
Common Stock
100k
$0.18
$17.9k
08/18/2022
08/18/2022
GIN JERRY B
Director
Purchase
Common Stock
100k
$0.18
$17.9k
By Spouse
08/18/2022
08/17/2022
Singh Shawn
CEO
Purchase
Common Stock
600k
$0.17
$103.2k
By The 1997 Singh Family Trust U/R/D 05/29/97
08/17/2022
08/17/2022
Adler Reid G.
CHIEF LEGAL OFFICER
Purchase
Common Stock
300k
$0.17
$50.9k
08/17/2022
07/30/2022
DOTSON JERROLD DUANE
VP, CFO
Grant
Common Stock
5k
$0.75
$3.7k
06/30/2022
07/12/2022
Venrock Healthcare Capital Partners II, L.P.
10% Owner
Sale
Common Stock
60k
$0.89
$53.4k
By Funds
07/12/2022
06/30/2022
Smith Mark Alan
CHIEF MEDICAL OFFICER
Grant
Common Stock
5k
$0.75
$3.7k
06/30/2022
06/30/2022
Singh Shawn
CEO
Grant
Common Stock
5k
$0.75
$3.7k
06/30/2022
05/12/2022
Singh Shawn
CEO
Exercise
Stock Option (Right to Buy)
100k
$1.00
$100k
05/12/2022
05/02/2022
Adler Reid G.
CHIEF LEGAL OFFICER
Grant
Stock Options (right to buy)
200k
$1.28
$256k
05/02/2022
03/01/2022
Smith Mark Alan
CHIEF MEDICAL OFFICER
Grant
Stock Option (Right to Buy)
150k
$1.37
$205.5k
03/01/2022
03/01/2022
Singh Shawn
CEO
Grant
Stock Option (Right to Buy)
300k
$1.37
$411k
03/01/2022
03/01/2022
DOTSON JERROLD DUANE
VP, CFO
Grant
Stock Option (Right to Buy)
150k
$1.37
$205.5k
03/01/2022
03/01/2022
GIN JERRY B
Director
Grant
Stock Option (Right to Buy)
100k
$1.37
$137k
03/01/2022
03/01/2022
Curley Joanne
Director
Grant
Stock Option (Right to Buy)
100k
$1.37
$137k
03/01/2022
03/01/2022
Rotunno Mary L.
Director
Grant
Stock Option (Right to Buy)
100k
$1.37
$137k
03/01/2022
03/01/2022
FitzPatrick Margaret M
Director
Grant
Stock Option (Right to Buy)
100k
$1.37
$137k
03/01/2022
03/01/2022
Cunningham Ann Michelle
CHIEF COMMERCIAL OFFICER
Grant
Stock Option (Right to Buy)
150k
$1.37
$205.5k
03/01/2022
03/01/2022
SAXE JON S
Director
Grant
Stock Option (Right to Buy)
100k
$1.37
$137k
03/01/2022
01/11/2022
DOTSON JERROLD DUANE
VP, CFO
Exercise
Stock Option (Right to Buy)
18.8k
$1.00
$18.8k
01/11/2022
12/31/2021
SNODGRASS H. RALPH
PRES./CHIEF SCIENTIFIC OFFICER
Grant
Common Stock
3.6k
$1.66
$6k
12/31/2021
12/31/2021
DOTSON JERROLD DUANE
VP, CFO
Grant
Common Stock
3.6k
$1.66
$5.9k
12/31/2021
12/31/2021
Singh Shawn
CEO
Grant
Common Stock
3.6k
$1.66
$6k
12/31/2021
12/31/2021
Smith Mark Alan
CHIEF MEDICAL OFFICER
Grant
Common Stock
2.7k
$1.66
$4.4k
12/31/2021
09/07/2021
DOTSON JERROLD DUANE
VP, CFO
Sale
Common Stock
30k
$3.13
$93.8k
09/07/2021
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