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COWEN INC. (COWN)
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Securities
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Security holder agreements
Type
Name
Date
Indenture
Indenture, between Cowen Inc. and The Bank of New York Mellon
12/14/2017
Indenture
Second Supplemental Indenture, by and between Cowen Inc. and The Bank of New York Mellon, as Trustee
12/08/2017
Registration rights agreement
Registration Rights Agreement, among the Registrant, RCG Holdings LLC (f/k/a Ramius LLC), BA Alpine Holdings, Inc., Bayerische Hypo-und Vereinsbank AG, and HVB Alternative Advisors Inc
11/05/2009
Corporate agreements
Type
Name
Date
By-Laws
Amended and Restated Bylaws of Cowen Inc.
03/01/2023
By-Laws
Amended and Restated By-Laws of Cowen Inc
08/03/2017
Employment agreements
Type
Name
Date
Employment agreement
Employment Agreement
08/30/2016
Employment agreement
Employment Agreement between the Company and Stephen Lasota
08/03/2012
Employment agreement
Employment Agreement between the Company and Owen Littman
08/03/2012
Employment agreement
Employment Agreement
06/01/2012
M&A agreements
Type
Name
Date
Merger agreement
Agreement and Plan of Merger, by and among Cowen Inc., The Toronto-Dominion Bank and Crimson Holdings Acquisition Co
08/02/2022
Merger agreement
Agreement and Plan of Merger, by and among the Company, Louisiana Merger Sub, Inc. and LaBranche
02/17/2011
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