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Security holder agreements
Type | Name | Date |
Indenture | Second Supplemental Indenture, between Legg Mason, Inc., as Issuer, and The Bank New York Mellon, as Trustee | 08/08/2016 |
Credit agreement | First Amendment, to the Credit Agreement, by and among Legg Mason, Inc., as Borrower, Citibank, N.A., as Administrative Agent, and each of the lenders from time to time party thereto, filed herewith | 04/01/2016 |
Underwriting agreement | Underwriting Agreement, among Legg Mason, Inc. and Citigroup Global Markets Inc. and J.P. Morgan Securities LLC, as representatives of the underwriters named therein | 03/22/2016 |
Indenture | First Supplemental Indenture, between Legg Mason, Inc., as Issuer, and The Bank New York Mellon, as Trustee | 03/14/2016 |
Credit agreement | Credit Agreement, between Legg Mason, Inc., as Borrower; Citibank, N.A., as Administrative Agent; and the other banks party thereto | 12/30/2015 |
Underwriting agreement | Underwriting Agreement, among Legg Mason, Inc. and Citigroup Global Markets Inc. and J.P. Morgan Securities LLC, as representatives of the underwriters named therein | 06/26/2014 |
Indenture | Second Supplemental Indenture, between Legg Mason, Inc. and The Bank New York Mellon, as trustee | 06/26/2014 |
Indenture | First Supplemental Indenture, between Legg Mason, Inc., and The Bank New York Mellon, as trustee | 01/22/2014 |
Underwriting agreement | Underwriting Agreement, among Legg Mason, Inc. and J.P. Morgan Securities LLC and Citigroup Global Markets Inc., as representatives of the underwriters named therein | 01/22/2014 |
Credit agreement | Credit Agreement, between Legg Mason, Inc., as Borrower; Citibank, N.A., as Administrative Agent; The Bank of New York Mellon and State Street Bank and Trust Company, as Joint Documentation Agents; and the other banks party thereto | 06/28/2012 |
Indenture | Supplemental Indenture, between Legg Mason, Inc. and The Bank of New York Mellon, as trustee | 05/22/2012 |
Credit agreement | Amendment No. 5 to the 5-Year Revolving Credit Agreement, between Legg Mason, Inc., as Borrower; Citibank, N.A., as Administrative Agent; and the other banks thereto, filed herewith | 12/01/2008 |
Credit agreement | Amendment No. 5 to the 5-Year Revolving Credit Agreement, between Legg Mason, Inc., as Borrower; Citibank, N.A., as Administrative Agent; and the other banks thereto, filed herewith | 12/01/2008 |
Credit agreement | 5-Year Revolving Credit Agreement, between Legg Mason, Inc., as Borrower; Citibank, N.A., as Administrative Agent; Citigroup Global Markets Inc., as Lead Arranger and Book Manager; and Bank of America, N.A., JPMorgan Chase Bank, N.A., The Bank of New York and Deutsche Bank AG New York Branch, as Co-Syndication Agents; and the other banks thereto (incorporated by reference to the Company's Current Report on Form 8-K for the event on October 14, 2005) | 12/01/2008 |
Credit agreement | 5-Year Revolving Credit Agreement, between Legg Mason, Inc., as Borrower; Citibank, N.A., as Administrative Agent; Citigroup Global Markets Inc., as Lead Arranger and Book Manager; and Bank of America, N.A., JPMorgan Chase Bank, N.A., The Bank of New York and Deutsche Bank AG New York Branch, as Co-Syndication Agents; and the other banks thereto (incorporated by reference to the Company's Current Report on Form 8-K for the event on October 14, 2005) | 12/01/2008 |
Credit agreement | 5-Year Revolving Credit Agreement, between Legg Mason, Inc., as Borrower; Citibank, N.A., as Administrative Agent; Citigroup Global Markets Inc., as Lead Arranger and Book Manager; and Bank of America, N.A., JPMorgan Chase Bank, N.A., The Bank of New York and Deutsche Bank AG New York Branch, as Co-Syndication Agents; and the other banks thereto (incorporated by reference to the Company's Current Report on Form 8-K for the event on October 14, 2005) | 12/01/2008 |
Credit agreement | 5-Year Revolving Credit Agreement, between Legg Mason, Inc., as Borrower; Citibank, N.A., as Administrative Agent; Citigroup Global Markets Inc., as Lead Arranger and Book Manager; and Bank of America, N.A., JPMorgan Chase Bank, N.A., The Bank of New York and Deutsche Bank AG New York Branch, as Co-Syndication Agents; and the other banks thereto (incorporated by reference to the Company's Current Report on Form 8-K for the event on October 14, 2005) | 12/01/2008 |
Credit agreement | 5-Year Revolving Credit Agreement, between Legg Mason, Inc., as Borrower; Citibank, N.A., as Administrative Agent; Citigroup Global Markets Inc., as Lead Arranger and Book Manager; and Bank of America, N.A., JPMorgan Chase Bank, N.A., The Bank of New York and Deutsche Bank AG New York Branch, as Co-Syndication Agents; and the other banks thereto (incorporated by reference to the Company's Current Report on Form 8-K for the event on October 14, 2005) | 12/01/2008 |
Credit agreement | 5-Year Revolving Credit Agreement, between Legg Mason, Inc., as Borrower; Citibank, N.A., as Administrative Agent; Citigroup Global Markets Inc., as Lead Arranger and Book Manager; and Bank of America, N.A., JPMorgan Chase Bank, N.A., The Bank of New York and Deutsche Bank AG New York Branch, as Co-Syndication Agents; and the other banks thereto (incorporated by reference to the Company's Current Report on Form 8-K for the event on October 14, 2005) | 12/01/2008 |
Credit agreement | 5-Year Revolving Credit Agreement, between Legg Mason, Inc., as Borrower; Citibank, N.A., as Administrative Agent; Citigroup Global Markets Inc., as Lead Arranger and Book Manager; and Bank of America, N.A., JPMorgan Chase Bank, N.A., The Bank of New York and Deutsche Bank AG New York Branch, as Co-Syndication Agents; and the other banks thereto (incorporated by reference to the Company's Current Report on Form 8-K for the event on October 14, 2005) | 12/01/2008 |
Credit agreement | 5-Year Revolving Credit Agreement, between Legg Mason, Inc., as Borrower; Citibank, N.A., as Administrative Agent; Citigroup Global Markets Inc., as Lead Arranger and Book Manager; and Bank of America, N.A., JPMorgan Chase Bank, N.A., The Bank of New York and Deutsche Bank AG New York Branch, as Co-Syndication Agents; and the other banks thereto (incorporated by reference to the Company's Current Report on Form 8-K for the event on October 14, 2005) | 12/01/2008 |
Corporate agreements
M&A agreements
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