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CAPITAL ONE FINANCIAL CORP (COF)
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Securities
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Security holder agreements
Type
Name
Date
Underwriting agreement
Underwriting Agreement
06/08/2023
Underwriting agreement
Underwriting Agreement
07/27/2022
Underwriting agreement
Underwriting Agreement
05/09/2022
Underwriting agreement
Underwriting Agreement
03/03/2022
Underwriting agreement
Underwriting Agreement
02/02/2022
Underwriting agreement
Underwriting Agreement
12/06/2021
Underwriting agreement
Underwriting Agreement
11/02/2021
Underwriting agreement
Underwriting Agreement
06/10/2021
Underwriting agreement
Underwriting Agreement
05/04/2021
Underwriting agreement
Underwriting Agreement
09/17/2020
Underwriting agreement
Underwriting Agreement
05/11/2020
Underwriting agreement
Underwriting Agreement
01/31/2020
Underwriting agreement
Underwriting Agreement
09/11/2019
Underwriting agreement
Underwriting Agreement
06/12/2019
Underwriting agreement
Underwriting Agreement
01/29/2019
Underwriting agreement
Underwriting Agreement
04/30/2018
Underwriting agreement
Underwriting Agreement
02/16/2018
Underwriting agreement
Underwriting Agreement
01/30/2018
Underwriting agreement
Underwriting Agreement
10/31/2017
Underwriting agreement
Underwriting Agreement
05/12/2017
Underwriting agreement
Underwriting Agreement
03/09/2017
Underwriting agreement
Underwriting Agreement
11/29/2016
Underwriting agreement
Underwriting Agreement
07/29/2016
Underwriting agreement
Underwriting Agreement
07/28/2016
Underwriting agreement
Underwriting Agreement
10/29/2015
Underwriting agreement
Underwriting Agreement
08/24/2015
Underwriting agreement
Underwriting Agreement
05/14/2015
Underwriting agreement
Underwriting Agreement
02/05/2015
Underwriting agreement
Underwriting Agreement
10/31/2014
Underwriting agreement
Underwriting Agreement
06/12/2014
Underwriting agreement
Underwriting Agreement
04/24/2014
Registration rights agreement
Registration Rights Agreement, among Capital One Financial Corporation and Deutsche Bank Securities Inc., J.P. Morgan Securities LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated
06/06/2013
Indenture
Supplemental Indenture, between Capital One Financial Corporation and The Bank of New York Mellon Trust Company, N.A., as trustee
06/06/2013
Underwriting agreement
Underwriting Agreement
11/06/2012
Underwriting agreement
Underwriting Agreement
09/10/2012
1
2
Employment agreements
Type
Name
Date
Equity incentive plans
Fifth Amended and Restated 2004 Stock Incentive Plan
05/03/2019
M&A agreements
Type
Name
Date
Acquisition / asset purchase agreement
Purchase and Sale Agreement, by and among Capital One Financial Corporation, ING Groep N.V., ING Bank N.V., ING Direct N.V. and ING Direct Bancorp
06/22/2011
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