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FIRST TRUST ADVISORS LP
> HTBK
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 06/30/2023 | HERITAGE COMMERCE CORP | HTBK | 188,018 | -4,332 | 1,556,789,000 | -45,486,000 | $8,280.00 |
| 03/31/2023 | HERITAGE COMMERCE CORP | HTBK | 192,350 | 9,730 | 1,602,275,000 | 1,600,204,000 | $8,330.00 |
| 09/30/2022 | HERITAGE COMMERCE CORP | HTBK | 182,620 | 66,801 | 2,071,000 | 833,000 | $11.34 |
| 06/30/2022 | HERITAGE COMMERCE CORP | HTBK | 115,819 | -7,393 | 1,238,000 | -148,000 | $10.69 |
| 03/31/2022 | HERITAGE COMMERCE CORP | HTBK | 123,212 | -2,525 | 1,386,000 | -115,000 | $11.25 |
| 12/31/2021 | HERITAGE COMMERCE CORP | HTBK | 125,737 | 14,105 | 1,501,000 | 203,000 | $11.94 |
| 09/30/2021 | HERITAGE COMMERCE CORP | HTBK | 111,632 | 80,464 | 1,298,000 | 951,000 | $11.63 |
| 06/30/2021 | HERITAGE COMMERCE CORP | HTBK | 31,168 | 2,012 | 347,000 | -9,000 | $11.13 |
| 03/31/2021 | HERITAGE COMMERCE CORP | HTBK | 29,156 | 5,446 | 356,000 | 146,000 | $12.21 |
| 12/31/2020 | HERITAGE COMMERCE CORP | HTBK | 23,710 | 1,760 | 210,000 | 64,000 | $8.86 |
| 09/30/2020 | HERITAGE COMMERCE CORP | HTBK | 21,950 | -1,627 | 146,000 | -31,000 | $6.65 |
| 06/30/2020 | HERITAGE COMMERCE CORP | HTBK | 23,577 | -4,970 | 177,000 | -42,000 | $7.51 |
| 03/31/2020 | HERITAGE COMMERCE CORP | HTBK | 28,547 | -4,421 | 219,000 | -204,000 | $7.67 |
| 12/31/2019 | HERITAGE COMMERCE CORP | HTBK | 32,968 | 7,676 | 423,000 | 126,000 | $12.83 |
| 09/30/2019 | HERITAGE COMMERCE CORP | HTBK | 25,292 | -76,372 | 297,000 | -948,000 | $11.74 |
| 06/30/2019 | HERITAGE COMMERCE CORP | HTBK | 101,664 | -6,487 | 1,245,000 | -64,000 | $12.25 |
| 03/31/2019 | HERITAGE COMMERCE CORP | HTBK | 108,151 | -7,629 | 1,309,000 | -4,000 | $12.10 |
| 12/31/2018 | HERITAGE COMMERCE CORP | HTBK | 115,780 | -5,830 | 1,313,000 | -501,000 | $11.34 |
| 09/30/2018 | HERITAGE COMMERCE CORP | HTBK | 121,610 | 17,614 | 1,814,000 | 47,000 | $14.92 |
| 06/30/2018 | HERITAGE COMMERCE CORP | HTBK | 103,996 | 24,413 | 1,767,000 | 455,000 | $16.99 |
| 03/31/2018 | HERITAGE COMMERCE CORP | HTBK | 79,583 | 1,041 | 1,312,000 | 109,000 | $16.49 |
| 12/31/2017 | HERITAGE COMMERCE CORP | HTBK | 78,542 | 1,319 | 1,203,000 | 104,000 | $15.32 |
| 09/30/2017 | HERITAGE COMMERCE CORP | HTBK | 77,223 | -4,165 | 1,099,000 | -23,000 | $14.23 |
| 06/30/2017 | HERITAGE COMMERCE CORP | HTBK | 81,388 | -11,097 | 1,122,000 | -182,000 | $13.79 |
| 03/31/2017 | HERITAGE COMMERCE CORP | HTBK | 92,485 | -2,124 | 1,304,000 | -61,000 | $14.10 |
| 12/31/2016 | HERITAGE COMMERCE CORP | HTBK | 94,609 | 79,776 | 1,365,000 | 1,203,000 | $14.43 |
| 09/30/2016 | HERITAGE COMMERCE CORP | HTBK | 14,833 | 14,833 | 162,000 | 162,000 | $10.92 |
| 06/30/2016 | HERITAGE COMMERCE CORP | HTBK | 0 | -30,753 | 0 | -308,000 | |
| 03/31/2016 | HERITAGE COMMERCE CORP | HTBK | 30,753 | -8,158 | 308,000 | -157,000 | $10.02 |
| 12/31/2015 | HERITAGE COMMERCE CORP | HTBK | 38,911 | 38,911 | 465,000 | 465,000 | $11.95 |
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