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FIRST TRUST ADVISORS LP
> PFG
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 06/30/2023 | PRINCIPAL FINANCIAL GROUP INC | PFG | 2,661,992 | -2,240,032 | 201,885,473,000 | -162,432,950,000 | $75,840.00 |
| 03/31/2023 | PRINCIPAL FINANCIAL GROUP INC | PFG | 4,902,024 | 4,319,305 | 364,318,423,000 | 364,276,380,000 | $74,320.00 |
| 09/30/2022 | PRINCIPAL FINANCIAL GROUP INC | PFG | 582,719 | -38,162 | 42,043,000 | 574,000 | $72.15 |
| 06/30/2022 | PRINCIPAL FINANCIAL GROUP INC | PFG | 620,881 | 58,365 | 41,469,000 | 175,000 | $66.79 |
| 03/31/2022 | PRINCIPAL FINANCIAL GROUP INC | PFG | 562,516 | 201,144 | 41,294,000 | 15,156,000 | $73.41 |
| 12/31/2021 | PRINCIPAL FINANCIAL GROUP INC | PFG | 361,372 | -123,560 | 26,138,000 | -5,092,000 | $72.33 |
| 09/30/2021 | PRINCIPAL FINANCIAL GROUP INC | PFG | 484,932 | -92,061 | 31,230,000 | -5,230,000 | $64.40 |
| 06/30/2021 | PRINCIPAL FINANCIAL GROUP INC | PFG | 576,993 | 60,313 | 36,460,000 | 5,480,000 | $63.19 |
| 03/31/2021 | PRINCIPAL FINANCIAL GROUP INC | PFG | 516,680 | 31,871 | 30,980,000 | 6,929,000 | $59.96 |
| 12/31/2020 | PRINCIPAL FINANCIAL GROUP INC | PFG | 484,809 | 99,457 | 24,051,000 | 8,533,000 | $49.61 |
| 09/30/2020 | PRINCIPAL FINANCIAL GROUP INC | PFG | 385,352 | -52,821 | 15,518,000 | -2,684,000 | $40.27 |
| 06/30/2020 | PRINCIPAL FINANCIAL GROUP INC | PFG | 438,173 | -413,645 | 18,202,000 | -8,494,000 | $41.54 |
| 03/31/2020 | PRINCIPAL FINANCIAL GROUP INC | PFG | 851,818 | -176,136 | 26,696,000 | -29,841,000 | $31.34 |
| 12/31/2019 | PRINCIPAL FINANCIAL GROUP INC | PFG | 1,027,954 | 225,502 | 56,537,000 | 10,685,000 | $55.00 |
| 09/30/2019 | PRINCIPAL FINANCIAL GROUP INC | PFG | 802,452 | -3,118 | 45,852,000 | -807,000 | $57.14 |
| 06/30/2019 | PRINCIPAL FINANCIAL GROUP INC | PFG | 805,570 | -883,237 | 46,659,000 | -38,102,000 | $57.92 |
| 03/31/2019 | PRINCIPAL FINANCIAL GROUP INC | PFG | 1,688,807 | 785,974 | 84,761,000 | 44,883,000 | $50.19 |
| 12/31/2018 | PRINCIPAL FINANCIAL GROUP INC | PFG | 902,833 | -396,429 | 39,878,000 | -36,246,000 | $44.17 |
| 09/30/2018 | PRINCIPAL FINANCIAL GROUP INC | PFG | 1,299,262 | 600,798 | 76,124,000 | 39,140,000 | $58.59 |
| 06/30/2018 | PRINCIPAL FINANCIAL GROUP INC | PFG | 698,464 | 42,884 | 36,984,000 | -2,947,000 | $52.95 |
| 03/31/2018 | PRINCIPAL FINANCIAL GROUP INC | PFG | 655,580 | 347,188 | 39,931,000 | 18,171,000 | $60.91 |
| 12/31/2017 | PRINCIPAL FINANCIAL GROUP INC | PFG | 308,392 | 46,484 | 21,760,000 | 4,909,000 | $70.56 |
| 09/30/2017 | PRINCIPAL FINANCIAL GROUP INC | PFG | 261,908 | -33,922 | 16,851,000 | -2,103,000 | $64.34 |
| 06/30/2017 | PRINCIPAL FINANCIAL GROUP INC | PFG | 295,830 | -162,247 | 18,954,000 | -9,955,000 | $64.07 |
| 03/31/2017 | PRINCIPAL FINANCIAL GROUP INC | PFG | 458,077 | 24,247 | 28,909,000 | 3,808,000 | $63.11 |
| 12/31/2016 | PRINCIPAL FINANCIAL GROUP INC | PFG | 433,830 | -66,439 | 25,101,000 | -668,000 | $57.86 |
| 09/30/2016 | PRINCIPAL FINANCIAL GROUP INC | PFG | 500,269 | -84,195 | 25,769,000 | 1,742,000 | $51.51 |
| 06/30/2016 | PRINCIPAL FINANCIAL GROUP INC | PFG | 584,464 | 399,765 | 24,027,000 | 15,719,000 | $41.11 |
| 03/31/2016 | PRINCIPAL FINANCIAL GROUP INC | PFG | 329,629 | 144,930 | 13,004,000 | 4,696,000 | $39.45 |
| 12/31/2015 | PRINCIPAL FINANCIAL GROUP INC | PFG | 184,699 | 184,699 | 8,308,000 | 8,308,000 | $44.98 |
| 09/30/2015 | PRINCIPAL FINANCIAL GROUP INC | PFG | 284,723 | 150,515 | 13,479,000 | 6,704,000 | $47.34 |
| 06/30/2015 | PRINCIPAL FINANCIAL GROUP INC | PFG | 177,702 | -23,327 | 9,114,000 | -1,434,000 | $51.29 |
| 03/31/2015 | PRINCIPAL FINANCIAL GROUP INC | PFG | 146,548 | -143,069 | 7,528,000 | -7,515,000 | $51.37 |
| 12/31/2014 | PRINCIPAL FINANCIAL GROUP INC | PFG | 289,617 | 88,588 | 15,043,000 | 4,495,000 | $51.94 |
| 09/30/2014 | PRINCIPAL FINANCIAL GROUP INC | PFG | 201,029 | 66,821 | 10,548,000 | 3,773,000 | $52.47 |
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