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FIRST TRUST ADVISORS LP
> FTSM
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 06/30/2023 | FIRST TRUST EXCHANGE-TRADED FUND IV | FTSM | 1,832,327 | -171,949 | 108,858,547,000 | -10,415,917,000 | $59,410.00 |
| 03/31/2023 | FIRST TRUST EXCHANGE-TRADED FUND IV | FTSM | 2,004,276 | 37,990 | 119,274,464,000 | 119,157,824,000 | $59,510.00 |
| 09/30/2022 | FIRST TRUST EXCHANGE-TRADED FUND IV | FTSM | 1,966,286 | -694,730 | 116,640,000 | -41,371,000 | $59.32 |
| 06/30/2022 | FIRST TRUST EXCHANGE-TRADED FUND IV | FTSM | 2,661,016 | 2,408,493 | 158,011,000 | 142,978,000 | $59.38 |
| 03/31/2022 | FIRST TRUST EXCHANGE-TRADED FUND IV | FTSM | 252,523 | 252,523 | 15,033,000 | 15,033,000 | $59.53 |
| 12/31/2021 | FIRST TRUST EXCHANGE-TRADED FUND IV | FTSM | 0 | -314,502 | 0 | -18,853,000 | |
| 09/30/2021 | FIRST TRUST EXCHANGE-TRADED FUND IV | FTSM | 314,502 | 8,367 | 18,853,000 | 503,000 | $59.95 |
| 06/30/2021 | FIRST TRUST EXCHANGE-TRADED FUND IV | FTSM | 306,135 | 169,288 | 18,350,000 | 10,143,000 | $59.94 |
| 03/31/2021 | FIRST TRUST EXCHANGE-TRADED FUND IV | FTSM | 136,847 | 15,582 | 8,207,000 | 926,000 | $59.97 |
| 12/31/2020 | FIRST TRUST EXCHANGE-TRADED FUND IV | FTSM | 121,265 | 10,740 | 7,281,000 | 647,000 | $60.04 |
| 09/30/2020 | FIRST TRUST EXCHANGE-TRADED FUND IV | FTSM | 110,525 | -219,443 | 6,634,000 | -13,161,000 | $60.02 |
| 06/30/2020 | FIRST TRUST EXCHANGE-TRADED FUND IV | FTSM | 329,968 | -3,304,337 | 19,795,000 | -194,738,000 | $59.99 |
| 03/31/2020 | FIRST TRUST EXCHANGE-TRADED FUND IV | FTSM | 3,634,305 | 2,678,433 | 214,533,000 | 157,095,000 | $59.03 |
| 12/31/2019 | FIRST TRUST EXCHANGE-TRADED FUND IV | FTSM | 955,872 | 214,596 | 57,438,000 | 12,910,000 | $60.09 |
| 09/30/2019 | FIRST TRUST EXCHANGE-TRADED FUND IV | FTSM | 741,276 | 107,581 | 44,528,000 | 6,475,000 | $60.07 |
| 06/30/2019 | FIRST TRUST EXCHANGE-TRADED FUND IV | FTSM | 633,695 | -821,155 | 38,053,000 | -49,209,000 | $60.05 |
| 03/31/2019 | FIRST TRUST EXCHANGE-TRADED FUND IV | FTSM | 1,454,850 | 1,454,850 | 87,262,000 | 87,262,000 | $59.98 |
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