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MARSHALL WACE, LLP
> PFG
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 06/30/2023 | PRINCIPAL FINANCIAL GROUP INC | PFG | 527,218 | 413,624 | 39,984,216,000 | 30,451,407,000 | $75,840.01 |
| 12/31/2022 | PRINCIPAL FINANCIAL GROUP INC | PFG | 113,594 | 113,594 | 9,532,809,000 | 9,532,809,000 | $83,920.00 |
| 06/30/2021 | PRINCIPAL FINANCIAL GROUP INC | PFG | 0 | -7,521 | 0 | -451,000 | |
| 03/31/2021 | PRINCIPAL FINANCIAL GROUP INC | PFG | 7,521 | -27,724 | 451,000 | -1,298,000 | $59.97 |
| 12/31/2020 | PRINCIPAL FINANCIAL GROUP INC | PFG | 35,245 | -41,286 | 1,749,000 | -1,333,000 | $49.62 |
| 09/30/2020 | PRINCIPAL FINANCIAL GROUP INC | PFG | 76,531 | -77,440 | 3,082,000 | -3,314,000 | $40.27 |
| 06/30/2020 | PRINCIPAL FINANCIAL GROUP INC | PFG | 153,971 | 106,084 | 6,396,000 | 4,895,000 | $41.54 |
| 03/31/2020 | PRINCIPAL FINANCIAL GROUP INC | PFG | 47,887 | 47,834 | 1,501,000 | 1,498,000 | $31.34 |
| 12/31/2019 | PRINCIPAL FINANCIAL GROUP INC | PFG | 53 | -322 | 3,000 | -18,000 | $56.60 |
| 09/30/2019 | PRINCIPAL FINANCIAL GROUP INC | PFG | 375 | 375 | 21,000 | 21,000 | $56.00 |
| 09/30/2018 | PRINCIPAL FINANCIAL GROUP INC | PFG | 0 | -147,229 | 0 | -7,796,000 | |
| 06/30/2018 | PRINCIPAL FINANCIAL GROUP INC | PFG | 147,229 | 147,229 | 7,796,000 | 7,796,000 | $52.95 |
| 06/30/2016 | PRINCIPAL FINANCIAL GROUP INC | PFG | 0 | -135,795 | 0 | -5,357,000 | |
| 03/31/2016 | PRINCIPAL FINANCIAL GROUP INC | PFG | 135,795 | 135,795 | 5,357,000 | 5,357,000 | $39.45 |
| 09/30/2008 | PRINCIPAL FINANCIAL GROUP INC | PFG | 0 | -15,544 | 0 | -652,000 | |
| 06/30/2008 | PRINCIPAL FINANCIAL GROUP INC | PFG | 15,544 | 15,544 | 652,000 | 652,000 | $41.95 |
| 09/30/2007 | PRINCIPAL FINANCIAL GROUP INC | PFG | 0 | -31,700 | 0 | -1,848,000 | |
| 06/29/2007 | PRINCIPAL FINANCIAL GROUP INC | PFG | 31,700 | 31,700 | 1,848,000 | 1,848,000 | $58.30 |
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