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STIFEL NICOLAUS & CO INC
> RTP
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 09/30/2013 | RIO TINTO LTD | RTP | 0 | -6,102 | 0 | -250,655,000 | |
| 06/30/2013 | RIO TINTO LTD | RTP | 6,102 | -371 | 250,655,000 | 250,279,000 | $41,077.52 |
| 03/31/2013 | RIO TINTO LTD | RTP | 6,263 | -210 | 295,000 | -81,000 | $47.10 |
| 12/31/2012 | RIO TINTO LTD | RTP | 6,473 | 474 | 376,000 | 95,000 | $58.09 |
| 09/30/2012 | RIO TINTO LTD | RTP | 5,999 | 5,999 | 281,000 | 281,000 | $46.84 |
| 06/30/2012 | RIO TINTO LTD | RTP | 0 | -6,782 | 0 | -377,000 | |
| 03/31/2012 | RIO TINTO LTD | RTP | 6,782 | 899 | 377,000 | 89,000 | $55.59 |
| 12/31/2011 | RIO TINTO LTD | RTP | 5,883 | -3,258 | 288,000 | -115,000 | $48.95 |
| 09/30/2011 | RIO TINTO LTD | RTP | 9,141 | -2,550 | 403,000 | -443,000 | $44.09 |
| 06/30/2011 | RIO TINTO LTD | RTP | 11,691 | 627 | 846,000 | 59,000 | $72.36 |
| 03/31/2011 | RIO TINTO LTD | RTP | 11,064 | 4,250 | 787,000 | 298,735 | $71.13 |
| 12/31/2010 | RIO TINTO LTD | RTP | 6,814 | 899 | 488,265 | 140,899 | $71.66 |
| 09/30/2010 | RIO TINTO LTD | RTP | 5,915 | 3,890 | 347,366 | -157,634 | $58.73 |
| 09/30/2008 | RIO TINTO LTD | RTP | 2,025 | 464 | 505,000 | -268,000 | $249.38 |
| 08/11/2008 | RIO TINTO LTD | RTP | 1,561 | 409 | 773,000 | 299,000 | $495.20 |
| 03/31/2008 | RIO TINTO LTD | RTP | 1,152 | -144 | 474,000 | 77,000 | $411.46 |
| 12/31/2007 | RIO TINTO LTD | RTP | 1,296 | 100 | 397,000 | -14,000 | $306.33 |
| 09/30/2007 | RIO TINTO LTD | RTP | 1,196 | -100 | 411,000 | 14,000 | $343.65 |
| 06/30/2007 | RIO TINTO LTD | RTP | 1,296 | 162 | 397,000 | 139,000 | $306.33 |
| 03/31/2007 | RIO TINTO LTD | RTP | 1,134 | 1,134 | 258,000 | 258,000 | $227.51 |
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