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KENNEDY CAPITAL MANAGEMENT, INC.
> PIPR
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 06/30/2023 | PIPER SANDLER COMPANIES | PIPR | 110,844 | 4,863 | 14,327,695,000 | 14,316,595,000 | $129,260.00 |
| 09/30/2022 | PIPER SANDLER COMPANIES | PIPR | 105,981 | -1,257 | 11,100,000 | -1,056,000 | $104.74 |
| 06/30/2022 | PIPER SANDLER COMPANIES | PIPR | 107,238 | -6,552 | 12,156,000 | -2,779,000 | $113.36 |
| 03/31/2022 | PIPER SANDLER COMPANIES | PIPR | 113,790 | -16,211 | 14,935,000 | -8,271,000 | $131.25 |
| 12/31/2021 | PIPER SANDLER COMPANIES | PIPR | 130,001 | -40,670 | 23,206,000 | -425,000 | $178.51 |
| 09/30/2021 | PIPER SANDLER COMPANIES | PIPR | 170,671 | -18,147 | 23,631,000 | -832,000 | $138.46 |
| 06/30/2021 | PIPER SANDLER COMPANIES | PIPR | 188,818 | -9,785 | 24,463,000 | 4,424,000 | $129.56 |
| 12/31/2020 | PIPER SANDLER COMPANIES | PIPR | 198,603 | -893 | 20,039,000 | 5,476,000 | $100.90 |
| 09/30/2020 | PIPER SANDLER COMPANIES | PIPR | 199,496 | 79 | 14,563,000 | 2,765,000 | $73.00 |
| 06/30/2020 | PIPER SANDLER COMPANIES | PIPR | 199,417 | -3,876 | 11,798,000 | 1,517,000 | $59.16 |
| 03/31/2020 | PIPER SANDLER COMPANIES | PIPR | 203,293 | 203,293 | 10,281,000 | 10,281,000 | $50.57 |
| 12/31/2019 | PIPER SANDLER COMPANIES | PIPR | 0 | -119,222 | 0 | -8,999,000 | |
| 09/30/2019 | PIPER SANDLER COMPANIES | PIPR | 119,222 | -5,095 | 8,999,000 | -234,000 | $75.48 |
| 06/30/2019 | PIPER SANDLER COMPANIES | PIPR | 124,317 | -17,541 | 9,233,000 | -1,099,000 | $74.27 |
| 03/31/2019 | PIPER SANDLER COMPANIES | PIPR | 141,858 | -30,935 | 10,332,000 | -1,045,000 | $72.83 |
| 12/31/2018 | PIPER SANDLER COMPANIES | PIPR | 172,793 | -3,842 | 11,377,000 | -2,109,000 | $65.84 |
| 09/30/2018 | PIPER SANDLER COMPANIES | PIPR | 176,635 | -3,681 | 13,486,000 | -371,000 | $76.35 |
| 06/30/2018 | PIPER SANDLER COMPANIES | PIPR | 180,316 | 3,218 | 13,857,000 | -851,000 | $76.85 |
| 03/31/2018 | PIPER SANDLER COMPANIES | PIPR | 177,098 | -26,712 | 14,708,000 | -2,871,000 | $83.05 |
| 12/31/2017 | PIPER SANDLER COMPANIES | PIPR | 203,810 | -684 | 17,579,000 | 5,442,000 | $86.25 |
| 09/30/2017 | PIPER SANDLER COMPANIES | PIPR | 204,494 | 8,773 | 12,137,000 | 404,000 | $59.35 |
| 06/30/2017 | PIPER SANDLER COMPANIES | PIPR | 195,721 | -5,349 | 11,733,000 | -1,105,000 | $59.95 |
| 03/31/2017 | PIPER SANDLER COMPANIES | PIPR | 201,070 | -76,106 | 12,838,000 | 2,388,000 | $63.85 |
| 06/30/2016 | PIPER SANDLER COMPANIES | PIPR | 277,176 | 277,176 | 10,450,000 | 10,450,000 | $37.70 |
| 03/31/2016 | PIPER SANDLER COMPANIES | PIPR | 0 | -436,980 | 0 | -14,984,000 | |
| 12/31/2015 | PIPER SANDLER COMPANIES | PIPR | 0 | -436,980 | 0 | -14,984,000 | |
| 09/30/2013 | PIPER SANDLER COMPANIES | PIPR | 436,980 | 436,980 | 14,984,000 | 14,984,000 | $34.29 |
| 06/30/2013 | PIPER SANDLER COMPANIES | PIPR | 391,320 | -18,793 | 12,370,000 | -1,697,000 | $31.61 |
| 03/31/2013 | PIPER SANDLER COMPANIES | PIPR | 410,113 | -427,432 | 14,067,000 | -12,843,000 | $34.30 |
| 12/31/2012 | PIPER SANDLER COMPANIES | PIPR | 837,545 | -146,693 | 26,910,000 | 1,861,000 | $32.13 |
| 09/30/2012 | PIPER SANDLER COMPANIES | PIPR | 984,238 | -4,702 | 25,049,000 | 1,878,000 | $25.45 |
| 06/30/2012 | PIPER SANDLER COMPANIES | PIPR | 988,940 | 2,792 | 23,171,000 | -3,080,000 | $23.43 |
| 03/31/2012 | PIPER SANDLER COMPANIES | PIPR | 986,148 | 100,890 | 26,251,000 | 8,369,000 | $26.62 |
| 12/31/2011 | PIPER SANDLER COMPANIES | PIPR | 885,258 | 20,552 | 17,882,000 | 2,378,000 | $20.20 |
| 09/30/2011 | PIPER SANDLER COMPANIES | PIPR | 864,706 | 528,481 | 15,504,000 | 3,202,000 | $17.93 |
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