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RAYMOND JAMES & ASSOCIATES
> FTSM
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 12/31/2022 | FIRST TRUST EXCHANGE-TRADED FUND IV | FTSM | 1,630,081 | 79,372 | 96,892,019,000 | 96,799,938,000 | $59,440.00 |
| 06/30/2022 | FIRST TRUST EXCHANGE-TRADED FUND IV | FTSM | 1,550,709 | 237,309 | 92,081,000 | 13,895,000 | $59.38 |
| 03/31/2022 | FIRST TRUST EXCHANGE-TRADED FUND IV | FTSM | 1,313,400 | -65,749 | 78,186,000 | -4,287,000 | $59.53 |
| 12/31/2021 | FIRST TRUST EXCHANGE-TRADED FUND IV | FTSM | 1,379,149 | -19,187 | 82,473,000 | -1,351,000 | $59.80 |
| 09/30/2021 | FIRST TRUST EXCHANGE-TRADED FUND IV | FTSM | 1,398,336 | -122,746 | 83,824,000 | -7,350,000 | $59.95 |
| 06/30/2021 | FIRST TRUST EXCHANGE-TRADED FUND IV | FTSM | 1,521,082 | -2,451 | 91,174,000 | -193,000 | $59.94 |
| 03/31/2021 | FIRST TRUST EXCHANGE-TRADED FUND IV | FTSM | 1,523,533 | -91,418 | 91,367,000 | -5,595,000 | $59.97 |
| 12/31/2020 | FIRST TRUST EXCHANGE-TRADED FUND IV | FTSM | 1,614,951 | -30,359 | 96,962,000 | -1,789,000 | $60.04 |
| 09/30/2020 | FIRST TRUST EXCHANGE-TRADED FUND IV | FTSM | 1,645,310 | 284,942 | 98,751,000 | 17,143,000 | $60.02 |
| 06/30/2020 | FIRST TRUST EXCHANGE-TRADED FUND IV | FTSM | 1,360,368 | 75,774 | 81,608,000 | 5,778,000 | $59.99 |
| 03/31/2020 | FIRST TRUST EXCHANGE-TRADED FUND IV | FTSM | 1,284,594 | 35,310 | 75,830,000 | 760,000 | $59.03 |
| 12/31/2019 | FIRST TRUST EXCHANGE-TRADED FUND IV | FTSM | 1,249,284 | 41,471 | 75,070,000 | 2,516,000 | $60.09 |
| 09/30/2019 | FIRST TRUST EXCHANGE-TRADED FUND IV | FTSM | 1,207,813 | 150,145 | 72,554,000 | 9,041,000 | $60.07 |
| 06/30/2019 | FIRST TRUST EXCHANGE-TRADED FUND IV | FTSM | 1,057,668 | 270,423 | 63,513,000 | 16,294,000 | $60.05 |
| 03/31/2019 | FIRST TRUST EXCHANGE-TRADED FUND IV | FTSM | 787,245 | -243,970 | 47,219,000 | -14,499,000 | $59.98 |
| 12/31/2018 | FIRST TRUST EXCHANGE-TRADED FUND IV | FTSM | 1,031,215 | 368,245 | 61,718,000 | 21,927,000 | $59.85 |
| 09/30/2018 | FIRST TRUST EXCHANGE-TRADED FUND IV | FTSM | 662,970 | 91,906 | 39,791,000 | 5,533,000 | $60.02 |
| 06/30/2018 | FIRST TRUST EXCHANGE-TRADED FUND IV | FTSM | 571,064 | 215,778 | 34,258,000 | 12,955,000 | $59.99 |
| 03/31/2018 | FIRST TRUST EXCHANGE-TRADED FUND IV | FTSM | 355,286 | 217,487 | 21,303,000 | 13,038,000 | $59.96 |
| 12/31/2017 | FIRST TRUST EXCHANGE-TRADED FUND IV | FTSM | 137,799 | -117,586 | 8,265,000 | -7,058,000 | $59.98 |
| 09/30/2017 | FIRST TRUST EXCHANGE-TRADED FUND IV | FTSM | 255,385 | 255,385 | 15,323,000 | 15,323,000 | $60.00 |
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