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Sonora Investment Management, LLC
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| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 09/30/2021 | BAXTER INTERNATIONAL INC | BAX | 970 | -746 | 78,000 | -60,000 | $80.41 |
| 12/31/2020 | BAXTER INTERNATIONAL INC | BAX | 1,716 | 0 | 138,000 | 0 | $80.42 |
| 09/30/2020 | BAXTER INTERNATIONAL INC | BAX | 1,716 | 0 | 138,000 | -10,000 | $80.42 |
| 06/30/2020 | BAXTER INTERNATIONAL INC | BAX | 1,716 | 0 | 148,000 | 9,000 | $86.25 |
| 03/31/2020 | BAXTER INTERNATIONAL INC | BAX | 1,716 | -252 | 139,000 | -26,000 | $81.00 |
| 12/31/2019 | BAXTER INTERNATIONAL INC | BAX | 1,968 | 1,968 | 165,000 | 165,000 | $83.84 |
| 09/30/2019 | BAXTER INTERNATIONAL INC | BAX | 0 | -1,716 | 0 | -141,000 | |
| 06/30/2019 | BAXTER INTERNATIONAL INC | BAX | 1,716 | 107 | 141,000 | 10,000 | $82.17 |
| 03/31/2019 | BAXTER INTERNATIONAL INC | BAX | 1,609 | -151 | 131,000 | 15,000 | $81.42 |
| 12/31/2018 | BAXTER INTERNATIONAL INC | BAX | 1,760 | 0 | 116,000 | -20,000 | $65.91 |
| 09/30/2018 | BAXTER INTERNATIONAL INC | BAX | 1,760 | 0 | 136,000 | 6,000 | $77.27 |
| 06/30/2018 | BAXTER INTERNATIONAL INC | BAX | 1,760 | 560 | 130,000 | -77,918,000 | $73.86 |
| 03/31/2018 | BAXTER INTERNATIONAL INC | BAX | 1,200 | 0 | 78,048,000 | 77,970,432 | $65,040.00 |
| 12/31/2017 | BAXTER INTERNATIONAL INC | BAX | 1,200 | 1,200 | 77,568 | 77,568 | $64.64 |
| 09/30/2017 | BAXTER INTERNATIONAL INC | BAX | 0 | -1,200 | 0 | -72,648 | |
| 06/30/2017 | BAXTER INTERNATIONAL INC | BAX | 1,200 | 0 | 72,648 | 19,440 | $60.54 |
| 03/31/2017 | BAXTER INTERNATIONAL INC | BAX | 1,200 | 0 | 62,232,000 | 62,178,792 | $51,860.00 |
| 12/31/2016 | BAXTER INTERNATIONAL INC | BAX | 1,200 | 0 | 53,208 | -57,066,792 | $44.34 |
| 09/30/2016 | BAXTER INTERNATIONAL INC | BAX | 1,200 | 0 | 57,120,000 | 2,856,000 | $47,600.00 |
| 06/30/2016 | BAXTER INTERNATIONAL INC | BAX | 1,200 | 1,200 | 54,264,000 | 54,264,000 | $45,220.00 |
| 03/31/2016 | BAXTER INTERNATIONAL INC | BAX | 1,200 | -45 | 52,356,000 | 52,309,000 | $43,630.00 |
| 12/31/2015 | BAXTER INTERNATIONAL INC | BAX | 1,245 | -251 | 47,000 | -7,000 | $37.75 |
| 09/30/2015 | BAXTER INTERNATIONAL INC | BAX | 1,496 | 1,496 | 54,000 | 54,000 | $36.10 |
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