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Cowen Investment Management LLC
> SMFG
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 06/30/2023 | SUMITOMO MITSUI FINANCIAL GROUP, INC. | SMFG | 4,451,875 | -1,192,000 | 38,286,125,000 | -6,864,875,000 | $8,600.00 |
| 03/31/2023 | SUMITOMO MITSUI FINANCIAL GROUP, INC. | SMFG | 5,643,875 | -1,550,000 | 45,151,000,000 | 45,111,434,000 | $8,000.00 |
| 09/30/2022 | SUMITOMO MITSUI FINANCIAL GROUP, INC. | SMFG | 7,193,875 | -2,721,725 | 39,566,000 | -18,936,000 | $5.50 |
| 06/30/2022 | SUMITOMO MITSUI FINANCIAL GROUP, INC. | SMFG | 9,915,600 | 0 | 58,502,000 | -3,669,000 | $5.90 |
| 03/31/2022 | SUMITOMO MITSUI FINANCIAL GROUP, INC. | SMFG | 9,915,600 | -445,000 | 62,171,000 | -8,177,000 | $6.27 |
| 12/31/2021 | SUMITOMO MITSUI FINANCIAL GROUP, INC. | SMFG | 10,360,600 | -25,000 | 70,348,000 | -4,948,000 | $6.79 |
| 03/31/2021 | SUMITOMO MITSUI FINANCIAL GROUP, INC. | SMFG | 10,385,600 | -80,000 | 75,296,000 | 10,723,000 | $7.25 |
| 12/31/2020 | SUMITOMO MITSUI FINANCIAL GROUP, INC. | SMFG | 10,465,600 | -284,400 | 64,573,000 | 4,480,000 | $6.17 |
| 09/30/2020 | SUMITOMO MITSUI FINANCIAL GROUP, INC. | SMFG | 10,750,000 | -250,000 | 60,093,000 | -1,727,000 | $5.59 |
| 06/30/2020 | SUMITOMO MITSUI FINANCIAL GROUP, INC. | SMFG | 11,000,000 | 0 | 61,820,000 | 9,130,000 | $5.62 |
| 03/31/2020 | SUMITOMO MITSUI FINANCIAL GROUP, INC. | SMFG | 11,000,000 | 11,000,000 | 52,690,000 | 52,690,000 | $4.79 |
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