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Janney Montgomery Scott LLC
> RFEM
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 12/31/2022 | FIRST TR EXCH TRADED FD III | RFEM | 6,158 | -764 | 312,000 | -64,000 | $50.67 |
| 06/30/2022 | FIRST TR EXCH TRADED FD III | RFEM | 6,922 | 1,232 | 376,000 | 7,000 | $54.32 |
| 03/31/2022 | FIRST TR EXCH TRADED FD III | RFEM | 5,690 | 294 | 369,000 | 4,000 | $64.85 |
| 12/31/2021 | FIRST TR EXCH TRADED FD III | RFEM | 5,396 | 5,396 | 365,000 | 365,000 | $67.64 |
| 03/31/2020 | FIRST TR EXCH TRADED FD III | RFEM | 0 | -3,618 | 0 | -234,000 | |
| 12/31/2019 | FIRST TR EXCH TRADED FD III | RFEM | 3,618 | -25 | 234,000 | 23,000 | $64.68 |
| 09/30/2019 | FIRST TR EXCH TRADED FD III | RFEM | 3,643 | -597 | 211,000 | -50,000 | $57.92 |
| 06/30/2019 | FIRST TR EXCH TRADED FD III | RFEM | 4,240 | 570 | 261,000 | 56,000 | $61.56 |
| 03/31/2019 | FIRST TR EXCH TRADED FD III | RFEM | 5,379 | 1,709 | 337,000 | 132,000 | $62.65 |
| 12/31/2018 | FIRST TR EXCH TRADED FD III | RFEM | 3,670 | -1,139 | 205,000 | -95,000 | $55.86 |
| 09/30/2018 | FIRST TR EXCH TRADED FD III | RFEM | 4,809 | -385 | 300,000 | -44,000 | $62.38 |
| 06/30/2018 | FIRST TR EXCH TRADED FD III | RFEM | 5,194 | 40 | 344,000 | -40,000 | $66.23 |
| 03/31/2018 | FIRST TR EXCH TRADED FD III | RFEM | 5,154 | 180 | 384,000 | 34,000 | $74.51 |
| 12/31/2017 | FIRST TR EXCH TRADED FD III | RFEM | 4,974 | -903 | 350,000 | -44,000 | $70.37 |
| 09/30/2017 | FIRST TR EXCH TRADED FD III | RFEM | 5,877 | -11,873 | 394,000 | -711,000 | $67.04 |
| 06/30/2017 | FIRST TR EXCH TRADED FD III | RFEM | 17,750 | 17,750 | 1,105,000 | 1,105,000 | $62.25 |
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