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LAZARD ASSET MANAGEMENT LLC
> SRNE
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 12/31/2022 | Sorrento Therapeutics, Inc. | SRNE | 40,229 | 40,229 | 35,000 | 35,000 | $0.87 |
| 09/30/2022 | Sorrento Therapeutics, Inc. | SRNE | 0 | -39,498 | 0 | -79,000 | |
| 06/30/2022 | Sorrento Therapeutics, Inc. | SRNE | 39,498 | 39,498 | 79,000 | 79,000 | $2.00 |
| 12/31/2020 | Sorrento Therapeutics, Inc. | SRNE | 0 | -1,787 | 0 | -19,000 | |
| 09/30/2020 | Sorrento Therapeutics, Inc. | SRNE | 1,787 | -24,809 | 19,000 | -148,000 | $10.63 |
| 06/30/2020 | Sorrento Therapeutics, Inc. | SRNE | 26,596 | -2,413 | 167,000 | 114,000 | $6.28 |
| 03/31/2020 | Sorrento Therapeutics, Inc. | SRNE | 29,009 | 29,009 | 53,000 | 53,000 | $1.83 |
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