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GAGNON SECURITIES LLC
> APEN
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 06/30/2023 | Apollo Endosurgery, Inc. | APEN | 0 | -1,703,175 | 0 | -16,980,654,000 | |
| 12/31/2022 | Apollo Endosurgery, Inc. | APEN | 1,703,175 | -83,310 | 16,980,654,000 | 16,970,810,000 | $9,970.00 |
| 09/30/2022 | Apollo Endosurgery, Inc. | APEN | 1,786,485 | -10,015 | 9,844,000 | 3,287,000 | $5.51 |
| 06/30/2022 | Apollo Endosurgery, Inc. | APEN | 1,796,500 | 266,588 | 6,557,000 | -2,699,000 | $3.65 |
| 03/31/2022 | Apollo Endosurgery, Inc. | APEN | 1,529,912 | -4,144 | 9,256,000 | -3,676,000 | $6.05 |
| 12/31/2021 | Apollo Endosurgery, Inc. | APEN | 1,534,056 | -6,872 | 12,932,000 | -1,029,000 | $8.43 |
| 09/30/2021 | Apollo Endosurgery, Inc. | APEN | 1,540,928 | -29,691 | 13,961,000 | 1,239,000 | $9.06 |
| 06/30/2021 | Apollo Endosurgery, Inc. | APEN | 1,570,619 | 117,570 | 12,722,000 | 7,782,000 | $8.10 |
| 12/31/2020 | Apollo Endosurgery, Inc. | APEN | 1,453,049 | 409,967 | 4,940,000 | 3,177,000 | $3.40 |
| 09/30/2020 | Apollo Endosurgery, Inc. | APEN | 1,043,082 | 90,405 | 1,763,000 | 205,000 | $1.69 |
| 06/30/2020 | Apollo Endosurgery, Inc. | APEN | 952,677 | -58,779 | 1,558,000 | -384,000 | $1.64 |
| 03/31/2020 | Apollo Endosurgery, Inc. | APEN | 1,011,456 | 12,712 | 1,942,000 | -904,000 | $1.92 |
| 12/31/2019 | Apollo Endosurgery, Inc. | APEN | 998,744 | 32,910 | 2,846,000 | -332,000 | $2.85 |
| 09/30/2019 | Apollo Endosurgery, Inc. | APEN | 965,834 | 6,821 | 3,178,000 | 61,000 | $3.29 |
| 06/30/2019 | Apollo Endosurgery, Inc. | APEN | 959,013 | 95,853 | 3,117,000 | -111,000 | $3.25 |
| 03/31/2019 | Apollo Endosurgery, Inc. | APEN | 863,160 | 11,534 | 3,228,000 | 290,000 | $3.74 |
| 12/31/2018 | Apollo Endosurgery, Inc. | APEN | 851,626 | 491,703 | 2,938,000 | 357,000 | $3.45 |
| 09/30/2018 | Apollo Endosurgery, Inc. | APEN | 359,923 | -1,288 | 2,581,000 | 60,000 | $7.17 |
| 06/30/2018 | Apollo Endosurgery, Inc. | APEN | 361,211 | 361,211 | 2,521,000 | 2,521,000 | $6.98 |
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