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VOYA INVESTMENTS, LLC
> LM
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 09/30/2017 | LEGG MASON, INC. | LM | 0 | -458,499 | 0 | -17,450,000 | |
| 06/30/2017 | LEGG MASON, INC. | LM | 0 | -458,499 | 0 | -17,450,000 | |
| 03/31/2017 | LEGG MASON, INC. | LM | 0 | -458,499 | 0 | -17,450,000 | |
| 12/31/2016 | LEGG MASON, INC. | LM | 0 | -458,499 | 0 | -17,450,000 | |
| 09/30/2016 | LEGG MASON, INC. | LM | 0 | -458,499 | 0 | -17,450,000 | |
| 06/30/2016 | LEGG MASON, INC. | LM | 0 | -458,499 | 0 | -17,450,000 | |
| 06/30/2013 | LEGG MASON, INC. | LM | 0 | -458,499 | 0 | -17,450,000 | |
| 09/30/2012 | LEGG MASON, INC. | LM | 0 | -458,499 | 0 | -17,450,000 | |
| 03/31/2012 | LEGG MASON, INC. | LM | 0 | -458,499 | 0 | -17,450,000 | |
| 12/31/2011 | LEGG MASON, INC. | LM | 0 | -458,499 | 0 | -17,450,000 | |
| 09/30/2011 | LEGG MASON, INC. | LM | 0 | -458,499 | 0 | -17,450,000 | |
| 09/30/2008 | LEGG MASON, INC. | LM | 458,499 | -330,934 | 17,450,000 | -16,946,000 | $38.06 |
| 06/30/2008 | LEGG MASON, INC. | LM | 789,433 | 101,609 | 34,396,000 | -4,109,000 | $43.57 |
| 03/31/2008 | LEGG MASON, INC. | LM | 687,824 | 113,686 | 38,505,000 | -3,493,000 | $55.98 |
| 12/31/2007 | LEGG MASON, INC. | LM | 574,138 | 172,444 | 41,998,000 | 8,139,000 | $73.15 |
| 09/30/2007 | LEGG MASON, INC. | LM | 401,694 | -107,553 | 33,859,000 | -16,240,000 | $84.29 |
| 06/30/2007 | LEGG MASON, INC. | LM | 509,247 | 86,167 | 50,099,000 | 10,240,633 | $98.38 |
| 03/31/2007 | LEGG MASON, INC. | LM | 423,080 | -131,670 | 39,858,367 | -12,870,622 | $94.21 |
| 12/31/2006 | LEGG MASON, INC. | LM | 554,750 | 13,580 | 52,728,989 | -1,420,481 | $95.05 |
| 09/30/2006 | LEGG MASON, INC. | LM | 541,170 | 89,110 | 54,149,470 | 9,160,458 | $100.06 |
| 06/30/2006 | LEGG MASON, INC. | LM | 452,060 | 167,160 | 44,989,012 | 9,282,495 | $99.52 |
| 03/31/2006 | LEGG MASON, INC. | LM | 284,900 | 3,200 | 35,706,517 | 1,989,844 | $125.33 |
| 12/31/2005 | LEGG MASON, INC. | LM | 281,700 | -80,010 | 33,716,673 | -5,959,297 | $119.69 |
| 09/30/2005 | LEGG MASON, INC. | LM | 361,710 | 106,100 | 39,675,970 | 13,064,412 | $109.69 |
| 06/30/2005 | LEGG MASON, INC. | LM | 255,610 | 25,100 | 26,611,558 | 8,599,507 | $104.11 |
| 03/31/2005 | LEGG MASON, INC. | LM | 230,510 | -37,720 | 18,012,051 | -1,638,479 | $78.14 |
| 12/31/2004 | LEGG MASON, INC. | LM | 268,230 | -121,140 | 19,650,530 | -1,091,210 | $73.26 |
| 09/30/2004 | LEGG MASON, INC. | LM | 389,370 | 148,490 | 20,741,740 | -1,180,749 | $53.27 |
| 06/30/2004 | LEGG MASON, INC. | LM | 240,880 | -24,195 | 21,922,489 | -2,671,511 | $91.01 |
| 03/31/2004 | LEGG MASON, INC. | LM | 265,075 | 51,600 | 24,594,000 | 8,117,999 | $92.78 |
| 12/31/2003 | LEGG MASON, INC. | LM | 213,475 | 85,525 | 16,476,001 | 7,238,011 | $77.18 |
| 09/30/2003 | LEGG MASON, INC. | LM | 127,950 | -72,300 | 9,237,990 | -3,768,248 | $72.20 |
| 06/30/2003 | LEGG MASON, INC. | LM | 200,250 | 4,350 | 13,006,238 | 3,458,072 | $64.95 |
| 03/31/2003 | LEGG MASON, INC. | LM | 195,900 | 166,100 | 9,548,166 | 8,101,674 | $48.74 |
| 12/31/2002 | LEGG MASON, INC. | LM | 29,800 | -7,650 | 1,446,492 | -147,380 | $48.54 |
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