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Shaker Financial Services, LLC
> RIV
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 03/31/2023 | RIVERNORTH OPPORTUNITIES FUND, INC. | RIV | 227,746 | 227,746 | 2,587,195,000 | 2,587,195,000 | $11,360.00 |
| 03/31/2022 | RIVERNORTH OPPORTUNITIES FUND, INC. | RIV | 0 | -53,473 | 0 | -853,000 | |
| 12/31/2021 | RIVERNORTH OPPORTUNITIES FUND, INC. | RIV | 53,473 | 53,473 | 853,000 | 853,000 | $15.95 |
| 12/31/2020 | RIVERNORTH OPPORTUNITIES FUND, INC. | RIV | 0 | -40,654 | 0 | -583,000 | |
| 09/30/2020 | RIVERNORTH OPPORTUNITIES FUND, INC. | RIV | 40,654 | 40,654 | 583,000 | 583,000 | $14.34 |
| 06/30/2020 | RIVERNORTH OPPORTUNITIES FUND, INC. | RIV | 0 | -22,350 | 0 | -278,000 | |
| 03/31/2020 | RIVERNORTH OPPORTUNITIES FUND, INC. | RIV | 22,350 | 22,350 | 278,000 | 278,000 | $12.44 |
| 12/31/2018 | RIVERNORTH OPPORTUNITIES FUND, INC. | RIV | 0 | -12,263 | 0 | -230,000 | |
| 09/30/2018 | RIVERNORTH OPPORTUNITIES FUND, INC. | RIV | 12,263 | 12,263 | 230,000 | 230,000 | $18.76 |
| 09/30/2017 | RIVERNORTH OPPORTUNITIES FUND, INC. | RIV | 0 | -46,535 | 0 | -929,000 | |
| 06/30/2017 | RIVERNORTH OPPORTUNITIES FUND, INC. | RIV | 46,535 | 46,535 | 929,000 | 929,000 | $19.96 |
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