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Nuveen Asset Management, LLC
> TGAN
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 06/30/2023 | Transphorm, Inc. | TGAN | 30,360 | 0 | 103,224,000 | 103,103,000 | $3,400.00 |
| 03/31/2023 | Transphorm, Inc. | TGAN | 30,360 | 0 | 121,000 | -44,000 | $3.99 |
| 12/31/2022 | Transphorm, Inc. | TGAN | 30,360 | 0 | 165,000 | 12,000 | $5.43 |
| 09/30/2022 | Transphorm, Inc. | TGAN | 30,360 | 0 | 153,000 | 37,000 | $5.04 |
| 06/30/2022 | Transphorm, Inc. | TGAN | 30,360 | 30,360 | 116,000 | 116,000 | $3.82 |
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