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Cetera Advisors LLC
> FTSM
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 03/31/2023 | FIRST TRUST EXCHANGE-TRADED FUND IV | FTSM | 896,776 | 54,304 | 53,367,128,000 | 3,290,570,000 | $59,509.99 |
| 12/31/2022 | FIRST TRUST EXCHANGE-TRADED FUND IV | FTSM | 842,472 | 249,732 | 50,076,558,000 | 50,041,397,000 | $59,440.03 |
| 09/30/2022 | FIRST TRUST EXCHANGE-TRADED FUND IV | FTSM | 592,740 | 56,012 | 35,161,000 | 3,290,000 | $59.32 |
| 06/30/2022 | FIRST TRUST EXCHANGE-TRADED FUND IV | FTSM | 536,728 | 52,452 | 31,871,000 | 3,042,000 | $59.38 |
| 03/31/2022 | FIRST TRUST EXCHANGE-TRADED FUND IV | FTSM | 484,276 | 150,697 | 28,829,000 | 8,881,000 | $59.53 |
| 12/31/2021 | FIRST TRUST EXCHANGE-TRADED FUND IV | FTSM | 333,579 | 80,385 | 19,948,000 | 4,770,000 | $59.80 |
| 09/30/2021 | FIRST TRUST EXCHANGE-TRADED FUND IV | FTSM | 253,194 | 45,782 | 15,178,000 | 2,746,000 | $59.95 |
| 06/30/2021 | FIRST TRUST EXCHANGE-TRADED FUND IV | FTSM | 207,412 | -24,280 | 12,432,000 | -1,479,000 | $59.94 |
| 12/31/2020 | FIRST TRUST EXCHANGE-TRADED FUND IV | FTSM | 231,692 | 16,062 | 13,911,000 | 969,000 | $60.04 |
| 09/30/2020 | FIRST TRUST EXCHANGE-TRADED FUND IV | FTSM | 215,630 | 124,112 | 12,942,000 | 7,452,000 | $60.02 |
| 06/30/2020 | FIRST TRUST EXCHANGE-TRADED FUND IV | FTSM | 91,518 | -2,501 | 5,490,000 | -60,000 | $59.99 |
| 03/31/2020 | FIRST TRUST EXCHANGE-TRADED FUND IV | FTSM | 94,019 | 42,473 | 5,550,000 | 2,453,000 | $59.03 |
| 12/31/2019 | FIRST TRUST EXCHANGE-TRADED FUND IV | FTSM | 51,546 | -27,415 | 3,097,000 | -1,647,000 | $60.08 |
| 09/30/2019 | FIRST TRUST EXCHANGE-TRADED FUND IV | FTSM | 78,961 | 12,438 | 4,744,000 | 747,000 | $60.08 |
| 06/30/2019 | FIRST TRUST EXCHANGE-TRADED FUND IV | FTSM | 66,523 | 6,958 | 3,997,000 | 424,000 | $60.08 |
| 03/31/2019 | FIRST TRUST EXCHANGE-TRADED FUND IV | FTSM | 59,565 | 25,845 | 3,573,000 | 1,554,000 | $59.98 |
| 12/31/2018 | FIRST TRUST EXCHANGE-TRADED FUND IV | FTSM | 33,720 | 5,532 | 2,019,000 | 327,000 | $59.88 |
| 09/30/2018 | FIRST TRUST EXCHANGE-TRADED FUND IV | FTSM | 28,188 | 9,762 | 1,692,000 | 588,000 | $60.03 |
| 06/30/2018 | FIRST TRUST EXCHANGE-TRADED FUND IV | FTSM | 18,426 | -1,615 | 1,104,000 | -98,000 | $59.92 |
| 03/31/2018 | FIRST TRUST EXCHANGE-TRADED FUND IV | FTSM | 20,041 | 2,267 | 1,202,000 | 136,000 | $59.98 |
| 12/31/2017 | FIRST TRUST EXCHANGE-TRADED FUND IV | FTSM | 17,774 | -25,347 | 1,066,000 | -1,522,000 | $59.98 |
| 09/30/2017 | FIRST TRUST EXCHANGE-TRADED FUND IV | FTSM | 43,121 | 43,121 | 2,588,000 | 2,588,000 | $60.02 |
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