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Bartlett & Co. LLC
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| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 09/30/2023 | CATERPILLAR INC | CAT | 5,503 | 803 | 1,502,000 | 346,000 | $272.94 |
| 06/30/2023 | CATERPILLAR INC | CAT | 4,700 | 2,167 | 1,156,000 | 576,000 | $245.96 |
| 03/31/2023 | CATERPILLAR INC | CAT | 2,533 | -213 | 580,000 | 129,000 | $228.98 |
| 09/30/2022 | CATERPILLAR INC | CAT | 2,746 | 10 | 451,000 | -38,000 | $164.24 |
| 06/30/2022 | CATERPILLAR INC | CAT | 2,736 | 13 | 489,000 | -118,000 | $178.73 |
| 03/31/2022 | CATERPILLAR INC | CAT | 2,723 | 183 | 607,000 | 82,000 | $222.92 |
| 12/31/2021 | CATERPILLAR INC | CAT | 2,540 | 0 | 525,000 | 37,000 | $206.69 |
| 09/30/2021 | CATERPILLAR INC | CAT | 2,540 | 133 | 488,000 | -70,000 | $192.13 |
| 06/30/2021 | CATERPILLAR INC | CAT | 2,557 | 150 | 556,000 | -2,000 | $217.44 |
| 03/31/2021 | CATERPILLAR INC | CAT | 2,407 | 60 | 558,000 | 131,000 | $231.82 |
| 12/31/2020 | CATERPILLAR INC | CAT | 2,347 | 385 | 427,000 | 426,707 | $181.93 |
| 09/30/2020 | CATERPILLAR INC | CAT | 1,962 | 0 | 293 | -247,707 | $0.15 |
| 06/30/2020 | CATERPILLAR INC | CAT | 1,962 | 50 | 248,000 | 26,000 | $126.40 |
| 03/31/2020 | CATERPILLAR INC | CAT | 1,912 | -665 | 222,000 | -104,000 | $116.11 |
| 09/30/2019 | CATERPILLAR INC | CAT | 2,577 | 2,325 | 326,000 | 292,000 | $126.50 |
| 06/30/2019 | CATERPILLAR INC | CAT | 252 | 2 | 34,000 | 0 | $134.92 |
| 03/31/2019 | CATERPILLAR INC | CAT | 250 | 0 | 34,000 | 2,000 | $136.00 |
| 12/31/2018 | CATERPILLAR INC | CAT | 250 | 150 | 32,000 | 17,000 | $128.00 |
| 09/30/2018 | CATERPILLAR INC | CAT | 100 | 0 | 15,000 | 1,000 | $150.00 |
| 06/30/2018 | CATERPILLAR INC | CAT | 100 | 0 | 14,000 | -1,000 | $140.00 |
| 03/31/2018 | CATERPILLAR INC | CAT | 100 | 0 | 15,000 | -1,000 | $150.00 |
| 12/31/2017 | CATERPILLAR INC | CAT | 100 | 100 | 16,000 | 16,000 | $160.00 |
| 09/30/2017 | CATERPILLAR INC | CAT | 0 | -400 | 0 | -43,000 | |
| 06/30/2017 | CATERPILLAR INC | CAT | 400 | -9 | 43,000 | 5,000 | $107.50 |
| 03/31/2017 | CATERPILLAR INC | CAT | 409 | -2,603 | 38,000 | -241,000 | $92.91 |
| 12/31/2016 | CATERPILLAR INC | CAT | 3,012 | 0 | 279,000 | 51,000 | $92.63 |
| 06/30/2016 | CATERPILLAR INC | CAT | 3,012 | 0 | 228,000 | -3,000 | $75.70 |
| 03/31/2016 | CATERPILLAR INC | CAT | 3,012 | -462 | 231,000 | -59,000 | $76.69 |
| 12/31/2015 | CATERPILLAR INC | CAT | 3,012 | -462 | 205,000 | -85,000 | $68.06 |
| 09/30/2015 | CATERPILLAR INC | CAT | 3,012 | -250 | 197,000 | -64,000 | $65.41 |
| 06/30/2015 | CATERPILLAR INC | CAT | 3,012 | -250 | 255,000 | -6,000 | $84.66 |
| 03/31/2015 | CATERPILLAR INC | CAT | 3,262 | -212 | 261,000 | -29,000 | $80.01 |
| 12/31/2014 | CATERPILLAR INC | CAT | 3,343 | 31 | 306,000 | -22,000 | $91.53 |
| 09/30/2014 | CATERPILLAR INC | CAT | 3,312 | -162 | 328,000 | 38,000 | $99.03 |
| 06/30/2014 | CATERPILLAR INC | CAT | 3,312 | -162 | 360,000 | 70,000 | $108.70 |
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