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Cetera Investment Advisers
> FTSM
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 03/31/2023 | FIRST TRUST EXCHANGE-TRADED FUND IV | FTSM | 380,143 | 121,964 | 22,622,349,000 | 7,276,177,000 | $59,510.10 |
| 12/31/2022 | FIRST TRUST EXCHANGE-TRADED FUND IV | FTSM | 258,179 | 66,025 | 15,346,172,000 | 15,334,773,000 | $59,440.05 |
| 09/30/2022 | FIRST TRUST EXCHANGE-TRADED FUND IV | FTSM | 192,154 | 9,290 | 11,399,000 | 541,000 | $59.32 |
| 06/30/2022 | FIRST TRUST EXCHANGE-TRADED FUND IV | FTSM | 182,864 | -10,852 | 10,858,000 | -674,000 | $59.38 |
| 03/31/2022 | FIRST TRUST EXCHANGE-TRADED FUND IV | FTSM | 193,716 | -16,420 | 11,532,000 | -1,034,000 | $59.53 |
| 12/31/2021 | FIRST TRUST EXCHANGE-TRADED FUND IV | FTSM | 210,136 | -120,638 | 12,566,000 | -7,262,000 | $59.80 |
| 09/30/2021 | FIRST TRUST EXCHANGE-TRADED FUND IV | FTSM | 330,774 | 48,454 | 19,828,000 | 2,906,000 | $59.94 |
| 06/30/2021 | FIRST TRUST EXCHANGE-TRADED FUND IV | FTSM | 282,320 | -59,334 | 16,922,000 | -3,591,000 | $59.94 |
| 12/31/2020 | FIRST TRUST EXCHANGE-TRADED FUND IV | FTSM | 341,654 | 315,152 | 20,513,000 | 18,922,000 | $60.04 |
| 09/30/2020 | FIRST TRUST EXCHANGE-TRADED FUND IV | FTSM | 26,502 | -4,404 | 1,591,000 | -263,000 | $60.03 |
| 06/30/2020 | FIRST TRUST EXCHANGE-TRADED FUND IV | FTSM | 30,906 | 395 | 1,854,000 | 53,000 | $59.99 |
| 03/31/2020 | FIRST TRUST EXCHANGE-TRADED FUND IV | FTSM | 30,511 | 2,009 | 1,801,000 | 86,000 | $59.03 |
| 12/31/2019 | FIRST TRUST EXCHANGE-TRADED FUND IV | FTSM | 28,502 | 16,677 | 1,715,000 | 1,003,000 | $60.17 |
| 09/30/2019 | FIRST TRUST EXCHANGE-TRADED FUND IV | FTSM | 11,825 | -3,397 | 712,000 | -202,000 | $60.21 |
| 06/30/2019 | FIRST TRUST EXCHANGE-TRADED FUND IV | FTSM | 15,222 | -21,732 | 914,000 | -1,301,000 | $60.04 |
| 03/31/2019 | FIRST TRUST EXCHANGE-TRADED FUND IV | FTSM | 36,954 | -13,369 | 2,215,000 | -797,000 | $59.94 |
| 12/31/2018 | FIRST TRUST EXCHANGE-TRADED FUND IV | FTSM | 50,323 | 16,605 | 3,012,000 | 988,000 | $59.85 |
| 09/30/2018 | FIRST TRUST EXCHANGE-TRADED FUND IV | FTSM | 33,718 | -13,670 | 2,024,000 | -817,000 | $60.03 |
| 06/30/2018 | FIRST TRUST EXCHANGE-TRADED FUND IV | FTSM | 47,388 | -18,231 | 2,841,000 | -1,093,000 | $59.95 |
| 03/31/2018 | FIRST TRUST EXCHANGE-TRADED FUND IV | FTSM | 65,619 | 49,087 | 3,934,000 | 2,943,000 | $59.95 |
| 12/31/2017 | FIRST TRUST EXCHANGE-TRADED FUND IV | FTSM | 16,532 | 16,532 | 991,000 | 991,000 | $59.94 |
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