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Eqis Capital Management, Inc.
> CAT
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 06/30/2023 | CATERPILLAR INC | CAT | 2,553 | 2,553 | 628,153,000 | 628,153,000 | $246,045.05 |
| 09/30/2021 | CATERPILLAR INC | CAT | 0 | -1,596 | 0 | -347,000 | |
| 06/30/2021 | CATERPILLAR INC | CAT | 1,596 | -1,111 | 347,000 | -146,000 | $217.42 |
| 12/31/2020 | CATERPILLAR INC | CAT | 2,707 | 69 | 493,000 | 100,000 | $182.12 |
| 09/30/2020 | CATERPILLAR INC | CAT | 2,638 | -258 | 393,000 | 27,000 | $148.98 |
| 06/30/2020 | CATERPILLAR INC | CAT | 2,896 | 1,375 | 366,000 | 163,000 | $126.38 |
| 03/31/2020 | CATERPILLAR INC | CAT | 1,521 | 1,521 | 203,000 | 203,000 | $133.46 |
| 09/30/2019 | CATERPILLAR INC | CAT | 0 | -2,181 | 0 | -297,000 | |
| 06/30/2019 | CATERPILLAR INC | CAT | 2,181 | 69 | 297,000 | 11,000 | $136.18 |
| 03/31/2019 | CATERPILLAR INC | CAT | 2,112 | -9,684 | 286,000 | -1,213,000 | $135.42 |
| 12/31/2018 | CATERPILLAR INC | CAT | 11,796 | -9,645 | 1,499,000 | -1,465,000 | $127.08 |
| 09/30/2018 | CATERPILLAR INC | CAT | 21,441 | -59 | 2,964,000 | 47,000 | $138.24 |
| 06/30/2018 | CATERPILLAR INC | CAT | 21,500 | -6,222 | 2,917,000 | -1,169,000 | $135.67 |
| 03/31/2018 | CATERPILLAR INC | CAT | 27,722 | 7,770 | 4,086,000 | 942,000 | $147.39 |
| 12/31/2017 | CATERPILLAR INC | CAT | 19,952 | 17,290 | 3,144,000 | 2,812,000 | $157.58 |
| 09/30/2017 | CATERPILLAR INC | CAT | 2,662 | -142 | 332,000 | 31,000 | $124.72 |
| 06/30/2017 | CATERPILLAR INC | CAT | 2,804 | -278 | 301,000 | 15,000 | $107.35 |
| 03/31/2017 | CATERPILLAR INC | CAT | 3,082 | -1,990 | 286,000 | -184,000 | $92.80 |
| 12/31/2016 | CATERPILLAR INC | CAT | 5,072 | 1,869 | 470,000 | 186,000 | $92.67 |
| 09/30/2016 | CATERPILLAR INC | CAT | 3,203 | -2,778 | 284,000 | -169,000 | $88.67 |
| 06/30/2016 | CATERPILLAR INC | CAT | 5,981 | 5,981 | 453,000 | 453,000 | $75.74 |
| 03/31/2016 | CATERPILLAR INC | CAT | 4,028 | 4,028 | 308,000 | 308,000 | $76.46 |
| 12/31/2015 | CATERPILLAR INC | CAT | 4,149 | 4,149 | 282,000 | 282,000 | $67.97 |
| 09/30/2015 | CATERPILLAR INC | CAT | 11,270 | 11,270 | 866,000 | 866,000 | $76.84 |
| 06/30/2015 | CATERPILLAR INC | CAT | 3,550 | 8 | 301,000 | 18,000 | $84.79 |
| 03/31/2015 | CATERPILLAR INC | CAT | 3,542 | 3,542 | 283,000 | 283,000 | $79.90 |
| 12/31/2014 | CATERPILLAR INC | CAT | 2,899 | 384 | 265,000 | 16,000 | $91.41 |
| 09/30/2014 | CATERPILLAR INC | CAT | 2,515 | 2,515 | 249,000 | 249,000 | $99.01 |
| 06/30/2014 | CATERPILLAR INC | CAT | 2,266 | 2,266 | 246,000 | 246,000 | $108.56 |
| 03/31/2014 | CATERPILLAR INC | CAT | 2,314 | 2,314 | 230,000 | 230,000 | $99.39 |
| 12/31/2013 | CATERPILLAR INC | CAT | 2,224 | 2,224 | 202,000 | 202,000 | $90.83 |
| 09/30/2013 | CATERPILLAR INC | CAT | 0 | -2,501 | 0 | -206,000 | |
| 06/30/2013 | CATERPILLAR INC | CAT | 2,501 | 2,501 | 206,000 | 206,000 | $82.37 |
| 03/31/2013 | CATERPILLAR INC | CAT | 2,386 | 2,386 | 208,000 | 208,000 | $87.18 |
| 12/31/2012 | CATERPILLAR INC | CAT | 2,310 | 2,310 | 211,000 | 211,000 | $91.34 |
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