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FLAGSHIP HARBOR ADVISORS, LLC
> FTSM
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 06/30/2023 | FIRST TRUST EXCHANGE-TRADED FUND IV | FTSM | 192,567 | 184,234 | 11,440,438,000 | 11,439,944,000 | $59,410.17 |
| 09/30/2022 | FIRST TRUST EXCHANGE-TRADED FUND IV | FTSM | 8,333 | 8,333 | 494,000 | 494,000 | $59.28 |
| 12/31/2020 | FIRST TRUST EXCHANGE-TRADED FUND IV | FTSM | 0 | -250 | 0 | -15,000 | |
| 09/30/2020 | FIRST TRUST EXCHANGE-TRADED FUND IV | FTSM | 250 | 194 | 15,000 | 12,000 | $60.00 |
| 06/30/2020 | FIRST TRUST EXCHANGE-TRADED FUND IV | FTSM | 56 | 0 | 3,000 | 0 | $53.57 |
| 03/31/2020 | FIRST TRUST EXCHANGE-TRADED FUND IV | FTSM | 56 | -788 | 3,000 | -48,000 | $53.57 |
| 12/31/2019 | FIRST TRUST EXCHANGE-TRADED FUND IV | FTSM | 844 | -94 | 51,000 | -5,000 | $60.43 |
| 09/30/2019 | FIRST TRUST EXCHANGE-TRADED FUND IV | FTSM | 938 | -94 | 56,000 | -6,000 | $59.70 |
| 06/30/2019 | FIRST TRUST EXCHANGE-TRADED FUND IV | FTSM | 1,032 | 242 | 62,000 | 15,000 | $60.08 |
| 03/31/2019 | FIRST TRUST EXCHANGE-TRADED FUND IV | FTSM | 790 | 0 | 47,000 | 0 | $59.49 |
| 12/31/2018 | FIRST TRUST EXCHANGE-TRADED FUND IV | FTSM | 790 | -1,882 | 47,000 | -113,000 | $59.49 |
| 09/30/2018 | FIRST TRUST EXCHANGE-TRADED FUND IV | FTSM | 2,672 | -407 | 160,000 | -24,000 | $59.88 |
| 06/30/2018 | FIRST TRUST EXCHANGE-TRADED FUND IV | FTSM | 3,079 | 3,079 | 184,000 | 184,000 | $59.76 |
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