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CHICAGO EQUITY PARTNERS LLC
> CATY
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 03/31/2020 | CATHAY GENERAL BANCORP | CATY | 80,785 | -59,250 | 1,854,000 | -3,474,000 | $22.95 |
| 12/31/2019 | CATHAY GENERAL BANCORP | CATY | 140,035 | -62,940 | 5,328,000 | -1,722,000 | $38.05 |
| 09/30/2019 | CATHAY GENERAL BANCORP | CATY | 202,975 | -24,220 | 7,050,000 | -1,109,000 | $34.73 |
| 06/30/2019 | CATHAY GENERAL BANCORP | CATY | 227,195 | -2,410 | 8,159,000 | 373,000 | $35.91 |
| 03/31/2019 | CATHAY GENERAL BANCORP | CATY | 229,605 | -13,760 | 7,786,000 | -374,000 | $33.91 |
| 12/31/2018 | CATHAY GENERAL BANCORP | CATY | 243,365 | -1,280 | 8,160,000 | -1,978,000 | $33.53 |
| 09/30/2018 | CATHAY GENERAL BANCORP | CATY | 244,645 | 9,880 | 10,138,000 | 632,000 | $41.44 |
| 06/30/2018 | CATHAY GENERAL BANCORP | CATY | 234,765 | -8,145 | 9,506,000 | -206,000 | $40.49 |
| 03/31/2018 | CATHAY GENERAL BANCORP | CATY | 242,910 | 130 | 9,712,000 | -526,000 | $39.98 |
| 12/31/2017 | CATHAY GENERAL BANCORP | CATY | 242,780 | 149,090 | 10,238,000 | 6,472,000 | $42.17 |
| 09/30/2017 | CATHAY GENERAL BANCORP | CATY | 93,690 | 5,815 | 3,766,000 | 431,000 | $40.20 |
| 06/30/2017 | CATHAY GENERAL BANCORP | CATY | 87,875 | 87,875 | 3,335,000 | 3,335,000 | $37.95 |
| 12/31/2016 | CATHAY GENERAL BANCORP | CATY | 0 | -266,630 | 0 | -8,207,000 | |
| 09/30/2016 | CATHAY GENERAL BANCORP | CATY | 266,630 | -9,290 | 8,207,000 | 426,000 | $30.78 |
| 06/30/2016 | CATHAY GENERAL BANCORP | CATY | 275,920 | 80,290 | 7,781,000 | 2,239,000 | $28.20 |
| 03/31/2016 | CATHAY GENERAL BANCORP | CATY | 195,630 | 195,630 | 5,542,000 | 5,542,000 | $28.33 |
| 12/31/2015 | CATHAY GENERAL BANCORP | CATY | 316,055 | 316,055 | 9,902,000 | 9,902,000 | $31.33 |
| 09/30/2015 | CATHAY GENERAL BANCORP | CATY | 324,345 | 324,345 | 9,717,000 | 9,717,000 | $29.96 |
| 06/30/2015 | CATHAY GENERAL BANCORP | CATY | 184,295 | 184,295 | 5,980,000 | 5,980,000 | $32.45 |
| 03/31/2015 | CATHAY GENERAL BANCORP | CATY | 151,795 | 151,795 | 4,319,000 | 4,319,000 | $28.45 |
| 12/31/2014 | CATHAY GENERAL BANCORP | CATY | 144,795 | 144,795 | 3,705,000 | 3,705,000 | $25.59 |
| 09/30/2014 | CATHAY GENERAL BANCORP | CATY | 160,085 | 160,085 | 3,974,000 | 3,974,000 | $24.82 |
| 03/31/2014 | CATHAY GENERAL BANCORP | CATY | 0 | -79,680 | 0 | -2,129,000 | |
| 12/31/2013 | CATHAY GENERAL BANCORP | CATY | 79,680 | 79,680 | 2,129,000 | 2,129,000 | $26.72 |
| 09/30/2012 | CATHAY GENERAL BANCORP | CATY | 0 | -45,430 | 0 | -750,000 | |
| 06/30/2012 | CATHAY GENERAL BANCORP | CATY | 45,430 | -74,625 | 750,000 | -1,374,000 | $16.51 |
| 03/31/2012 | CATHAY GENERAL BANCORP | CATY | 120,055 | -20,665 | 2,124,000 | 24,000 | $17.69 |
| 12/31/2011 | CATHAY GENERAL BANCORP | CATY | 140,720 | 50 | 2,100,000 | 500,000 | $14.92 |
| 09/30/2011 | CATHAY GENERAL BANCORP | CATY | 140,670 | -12,600 | 1,600,000 | -912,000 | $11.37 |
| 06/30/2011 | CATHAY GENERAL BANCORP | CATY | 153,270 | 1,500 | 2,512,000 | -75,000 | $16.39 |
| 03/31/2011 | CATHAY GENERAL BANCORP | CATY | 151,770 | -256,275 | 2,587,000 | -4,227,000 | $17.05 |
| 12/31/2010 | CATHAY GENERAL BANCORP | CATY | 408,045 | 408,045 | 6,814,000 | 6,814,000 | $16.70 |
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