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FNY Investment Advisers, LLC
> SPY
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 09/30/2023 | SPDR S&P 500 ETF TRUST | SPY | 43 | -32 | 18,000 | -15,000 | $418.60 |
| 06/30/2023 | SPDR S&P 500 ETF TRUST | SPY | 75 | -252 | 33,000 | -92,000 | $440.00 |
| 12/31/2022 | SPDR S&P 500 ETF TRUST | SPY | 327 | 327 | 125,000 | 125,000 | $382.26 |
| 06/30/2022 | SPDR S&P 500 ETF TRUST | SPY | 0 | -97 | 0 | -43,000 | |
| 03/31/2022 | SPDR S&P 500 ETF TRUST | SPY | 97 | -403 | 43,000 | -194,000 | $443.30 |
| 12/31/2021 | SPDR S&P 500 ETF TRUST | SPY | 500 | 426 | 237,000 | 206,000 | $474.00 |
| 09/30/2021 | SPDR S&P 500 ETF TRUST | SPY | 74 | -1,066 | 31,000 | -456,000 | $418.92 |
| 06/30/2021 | SPDR S&P 500 ETF TRUST | SPY | 1,140 | 697 | 487,000 | 312,000 | $427.19 |
| 03/31/2021 | SPDR S&P 500 ETF TRUST | SPY | 443 | -2,422 | 175,000 | -896,000 | $395.03 |
| 12/31/2020 | SPDR S&P 500 ETF TRUST | SPY | 2,865 | 2,643 | 1,071,000 | 997,000 | $373.82 |
| 09/30/2020 | SPDR S&P 500 ETF TRUST | SPY | 222 | -585 | 74,000 | -174,000 | $333.33 |
| 06/30/2020 | SPDR S&P 500 ETF TRUST | SPY | 807 | 406 | 248,000 | 145,000 | $307.31 |
| 03/31/2020 | SPDR S&P 500 ETF TRUST | SPY | 401 | -618 | 103,000 | -224,000 | $256.86 |
| 12/31/2019 | SPDR S&P 500 ETF TRUST | SPY | 1,019 | -70 | 327,000 | 4,000 | $320.90 |
| 09/30/2019 | SPDR S&P 500 ETF TRUST | SPY | 1,089 | 305 | 323,000 | 94,000 | $296.60 |
| 06/30/2019 | SPDR S&P 500 ETF TRUST | SPY | 784 | -4,167 | 229,000 | -1,169,000 | $292.09 |
| 03/31/2019 | SPDR S&P 500 ETF TRUST | SPY | 4,951 | 4,951 | 1,398,000 | 1,398,000 | $282.37 |
| 12/31/2018 | SPDR S&P 500 ETF TRUST | SPY | 0 | -10,736 | 0 | -3,051,000 | |
| 09/30/2018 | SPDR S&P 500 ETF TRUST | SPY | 5,491 | 4,184 | 1,596,000 | 1,249,000 | $290.66 |
| 06/30/2018 | SPDR S&P 500 ETF TRUST | SPY | 1,307 | 1,307 | 347,000 | 347,000 | $265.49 |
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