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FNY Investment Advisers, LLC
> NVS
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 09/30/2023 | NOVARTIS AG | NVS | 4,000 | 4,000 | 386,000 | 386,000 | $96.50 |
| 03/31/2022 | NOVARTIS AG | NVS | 0 | -10,000 | 0 | -874,000 | |
| 12/31/2021 | NOVARTIS AG | NVS | 10,000 | -22,400 | 874,000 | -1,775,000 | $87.40 |
| 09/30/2021 | NOVARTIS AG | NVS | 32,400 | 32,400 | 2,649,000 | 2,649,000 | $81.76 |
| 06/30/2021 | NOVARTIS AG | NVS | 0 | -3,000 | 0 | -256,000 | |
| 03/31/2021 | NOVARTIS AG | NVS | 3,000 | -8,950 | 256,000 | -872,000 | $85.33 |
| 12/31/2020 | NOVARTIS AG | NVS | 11,950 | 6,950 | 1,128,000 | 694,000 | $94.39 |
| 09/30/2020 | NOVARTIS AG | NVS | 5,000 | -11,900 | 434,000 | -1,042,000 | $86.80 |
| 06/30/2020 | NOVARTIS AG | NVS | 16,900 | 16,900 | 1,476,000 | 1,476,000 | $87.34 |
| 03/31/2020 | NOVARTIS AG | NVS | 0 | -20,293 | 0 | -1,921,000 | |
| 12/31/2019 | NOVARTIS AG | NVS | 20,293 | 20,293 | 1,921,000 | 1,921,000 | $94.66 |
| 06/30/2019 | NOVARTIS AG | NVS | 0 | -13,340 | 0 | -1,282,000 | |
| 03/31/2019 | NOVARTIS AG | NVS | 13,340 | 13,340 | 1,282,000 | 1,282,000 | $96.10 |
| 12/31/2018 | NOVARTIS AG | NVS | 0 | -3,000 | 0 | -258,000 | |
| 09/30/2018 | NOVARTIS AG | NVS | 3,000 | 3,000 | 258,000 | 258,000 | $86.00 |
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