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STIFEL FINANCIAL CORP
> FTSM
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 06/30/2023 | FIRST TRUST EXCHANGE-TRADED FUND IV | FTSM | 1,448,439 | 255,830 | 86,052,429,000 | 15,079,561,000 | $59,410.46 |
| 03/31/2023 | FIRST TRUST EXCHANGE-TRADED FUND IV | FTSM | 1,192,609 | 333,492 | 70,972,868,000 | 70,921,903,000 | $59,510.59 |
| 09/30/2022 | FIRST TRUST EXCHANGE-TRADED FUND IV | FTSM | 859,117 | -150,324 | 50,965,000 | -8,980,000 | $59.32 |
| 06/30/2022 | FIRST TRUST EXCHANGE-TRADED FUND IV | FTSM | 1,009,441 | 523,889 | 59,945,000 | 31,039,000 | $59.38 |
| 03/31/2022 | FIRST TRUST EXCHANGE-TRADED FUND IV | FTSM | 485,552 | -307,567 | 28,906,000 | -18,523,000 | $59.53 |
| 12/31/2021 | FIRST TRUST EXCHANGE-TRADED FUND IV | FTSM | 793,119 | 279,593 | 47,429,000 | 16,645,000 | $59.80 |
| 09/30/2021 | FIRST TRUST EXCHANGE-TRADED FUND IV | FTSM | 513,526 | -2,889 | 30,784,000 | -170,000 | $59.95 |
| 06/30/2021 | FIRST TRUST EXCHANGE-TRADED FUND IV | FTSM | 516,415 | 46,407 | 30,954,000 | 2,734,000 | $59.94 |
| 12/31/2020 | FIRST TRUST EXCHANGE-TRADED FUND IV | FTSM | 470,008 | -2,000 | 28,220,000 | -109,000 | $60.04 |
| 09/30/2020 | FIRST TRUST EXCHANGE-TRADED FUND IV | FTSM | 472,008 | -13,505 | 28,329,000 | -797,000 | $60.02 |
| 06/30/2020 | FIRST TRUST EXCHANGE-TRADED FUND IV | FTSM | 485,513 | 46,174 | 29,126,000 | 3,191,000 | $59.99 |
| 03/31/2020 | FIRST TRUST EXCHANGE-TRADED FUND IV | FTSM | 439,339 | -99,818 | 25,935,000 | -6,486,000 | $59.03 |
| 12/31/2019 | FIRST TRUST EXCHANGE-TRADED FUND IV | FTSM | 539,157 | 26,743 | 32,421,000 | 1,633,000 | $60.13 |
| 09/30/2019 | FIRST TRUST EXCHANGE-TRADED FUND IV | FTSM | 512,414 | 147,175 | 30,788,000 | 8,838,000 | $60.08 |
| 06/30/2019 | FIRST TRUST EXCHANGE-TRADED FUND IV | FTSM | 365,239 | 106,576 | 21,950,000 | 6,436,000 | $60.10 |
| 03/31/2019 | FIRST TRUST EXCHANGE-TRADED FUND IV | FTSM | 258,663 | -39,465 | 15,514,000 | -2,350,000 | $59.98 |
| 12/31/2018 | FIRST TRUST EXCHANGE-TRADED FUND IV | FTSM | 298,128 | 68,234 | 17,864,000 | 4,046,000 | $59.92 |
| 09/30/2018 | FIRST TRUST EXCHANGE-TRADED FUND IV | FTSM | 229,894 | 16,011 | 13,818,000 | 992,000 | $60.11 |
| 06/30/2018 | FIRST TRUST EXCHANGE-TRADED FUND IV | FTSM | 213,883 | 32,675 | 12,826,000 | 1,960,000 | $59.97 |
| 03/31/2018 | FIRST TRUST EXCHANGE-TRADED FUND IV | FTSM | 181,208 | 21,271 | 10,866,000 | 1,265,000 | $59.96 |
| 12/31/2017 | FIRST TRUST EXCHANGE-TRADED FUND IV | FTSM | 159,937 | 23,936 | 9,601,000 | 1,424,000 | $60.03 |
| 09/30/2017 | FIRST TRUST EXCHANGE-TRADED FUND IV | FTSM | 136,001 | 136,001 | 8,177,000 | 8,177,000 | $60.12 |
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