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TOCQUEVILLE ASSET MANAGEMENT L.P.
> UPLD
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 06/30/2023 | Upland Software, Inc. | UPLD | 0 | -85,000 | 0 | -365,500,000 | |
| 03/31/2023 | Upland Software, Inc. | UPLD | 85,000 | -80,000 | 365,500,000 | -810,950,000 | $4,300.00 |
| 12/31/2022 | Upland Software, Inc. | UPLD | 165,000 | -81,800 | 1,176,450,000 | 1,174,444,000 | $7,130.00 |
| 09/30/2022 | Upland Software, Inc. | UPLD | 246,800 | 140,000 | 2,006,000 | 455,000 | $8.13 |
| 06/30/2022 | Upland Software, Inc. | UPLD | 106,800 | 25,000 | 1,551,000 | 111,000 | $14.52 |
| 03/31/2022 | Upland Software, Inc. | UPLD | 81,800 | 0 | 1,440,000 | -27,000 | $17.60 |
| 12/31/2021 | Upland Software, Inc. | UPLD | 81,800 | 25,000 | 1,467,000 | -871,000 | $17.93 |
| 06/30/2021 | Upland Software, Inc. | UPLD | 56,800 | 0 | 2,338,000 | -342,000 | $41.16 |
| 03/31/2021 | Upland Software, Inc. | UPLD | 56,800 | 0 | 2,680,000 | 73,000 | $47.18 |
| 12/31/2020 | Upland Software, Inc. | UPLD | 56,800 | -2,500 | 2,607,000 | 371,000 | $45.90 |
| 09/30/2020 | Upland Software, Inc. | UPLD | 59,300 | 0 | 2,236,000 | 175,000 | $37.71 |
| 06/30/2020 | Upland Software, Inc. | UPLD | 59,300 | 0 | 2,061,000 | 471,000 | $34.76 |
| 03/31/2020 | Upland Software, Inc. | UPLD | 59,300 | 59,300 | 1,590,000 | 1,590,000 | $26.81 |
| 12/31/2019 | Upland Software, Inc. | UPLD | 0 | -7,275 | 0 | -254,000 | |
| 09/30/2019 | Upland Software, Inc. | UPLD | 7,275 | 70 | 254,000 | -74,000 | $34.91 |
| 06/30/2019 | Upland Software, Inc. | UPLD | 7,205 | 0 | 328,000 | 23,000 | $45.52 |
| 03/31/2019 | Upland Software, Inc. | UPLD | 7,205 | -330 | 305,000 | 100,000 | $42.33 |
| 12/31/2018 | Upland Software, Inc. | UPLD | 7,535 | -7,075 | 205,000 | -267,000 | $27.21 |
| 09/30/2018 | Upland Software, Inc. | UPLD | 14,610 | 14,610 | 472,000 | 472,000 | $32.31 |
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