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WALL STREET ASSOCIATES
> NPTN
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 12/31/2016 | NEOPHOTONICS CORP | NPTN | 112,000 | -65,500 | 1,211,000 | -1,689,000 | $10.81 |
| 09/30/2016 | NEOPHOTONICS CORP | NPTN | 177,500 | 177,500 | 2,900,000 | 2,900,000 | $16.34 |
| 06/30/2016 | NEOPHOTONICS CORP | NPTN | 177,500 | 177,500 | 1,692,000 | 1,692,000 | $9.53 |
| 03/31/2016 | NEOPHOTONICS CORP | NPTN | 142,400 | 142,400 | 1,999,000 | 1,999,000 | $14.04 |
| 12/31/2015 | NEOPHOTONICS CORP | NPTN | 116,500 | 116,500 | 1,265,000 | 1,265,000 | $10.86 |
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