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LADENBURG THALMANN FINANCIAL SERVICES INC.
> NDP
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 09/30/2019 | TORTOISE ENERGY INDEPENDENCE FUND, INC. | NDP | 56,602 | 42,225 | 234,000 | 130,000 | $4.13 |
| 06/30/2019 | TORTOISE ENERGY INDEPENDENCE FUND, INC. | NDP | 14,377 | -7,540 | 104,000 | -80,000 | $7.23 |
| 03/31/2019 | TORTOISE ENERGY INDEPENDENCE FUND, INC. | NDP | 21,917 | 12,393 | 184,000 | 113,000 | $8.40 |
| 12/31/2018 | TORTOISE ENERGY INDEPENDENCE FUND, INC. | NDP | 9,524 | 2,338 | 71,000 | -19,000 | $7.45 |
| 09/30/2018 | TORTOISE ENERGY INDEPENDENCE FUND, INC. | NDP | 7,186 | 1,909 | 90,000 | 32,000 | $12.52 |
| 06/30/2018 | TORTOISE ENERGY INDEPENDENCE FUND, INC. | NDP | 5,277 | 113 | 58,000 | -11,000 | $10.99 |
| 12/31/2017 | TORTOISE ENERGY INDEPENDENCE FUND, INC. | NDP | 5,164 | 5,164 | 69,000 | 69,000 | $13.36 |
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