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WHITEBOX ADVISORS LLC
> NOVAVAX INC
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 06/30/2023 | NOVAVAX INC | | 0 | -39,665,000 | 0 | -39,343,714,000 | |
| 12/31/2022 | NOVAVAX INC | | 39,665,000 | 5,000,000 | 39,343,714,000 | 39,309,829,000 | $991.90 |
| 09/30/2022 | NOVAVAX INC | | 34,665,000 | 3,571,000 | 33,885,000 | 2,830,000 | $0.98 |
| 06/30/2022 | NOVAVAX INC | | 31,094,000 | -2,000,000 | 31,055,000 | -4,426,000 | $1.00 |
| 03/31/2022 | NOVAVAX INC | | 33,094,000 | 0 | 35,481,000 | -9,837,000 | $1.07 |
| 12/31/2021 | NOVAVAX INC | | 33,094,000 | -920,000 | 45,318,000 | -15,312,000 | $1.37 |
| 06/30/2021 | NOVAVAX INC | | 34,014,000 | -2,700,000 | 60,630,000 | -132,000 | $1.78 |
| 03/31/2021 | NOVAVAX INC | | 36,714,000 | -17,470,000 | 60,762,000 | -6,889,000 | $1.66 |
| 12/31/2020 | NOVAVAX INC | | 54,184,000 | -9,850,000 | 67,651,000 | -8,964,000 | $1.25 |
| 09/30/2020 | NOVAVAX INC | | 64,034,000 | 4,500,000 | 76,615,000 | 20,044,000 | $1.20 |
| 06/30/2020 | NOVAVAX INC | | 59,534,000 | -1,925,000 | 56,571,000 | 8,256,000 | $0.95 |
| 03/31/2020 | NOVAVAX INC | | 61,459,000 | 17,364,000 | 48,315,000 | 30,897,000 | $0.79 |
| 12/31/2019 | NOVAVAX INC | | 44,095,000 | 0 | 17,418,000 | -992,000 | $0.40 |
| 09/30/2019 | NOVAVAX INC | | 44,095,000 | 0 | 18,410,000 | 1,059,000 | $0.42 |
| 06/30/2019 | NOVAVAX INC | | 44,095,000 | 2,000,000 | 17,351,000 | 2,196,000 | $0.39 |
| 03/31/2019 | NOVAVAX INC | | 42,095,000 | 796,000 | 15,155,000 | -9,728,000 | $0.36 |
| 12/31/2018 | NOVAVAX INC | | 41,299,000 | -1,250,000 | 24,883,000 | -966,000 | $0.60 |
| 09/30/2018 | NOVAVAX INC | | 42,549,000 | 20,500,000 | 25,849,000 | 13,028,000 | $0.61 |
| 06/30/2018 | NOVAVAX INC | | 22,049,000 | -2,000,000 | 12,821,000 | -4,061,000 | $0.58 |
| 03/31/2018 | NOVAVAX INC | | 24,049,000 | -9,000,000 | 16,882,000 | 1,432,000 | $0.70 |
| 12/31/2017 | NOVAVAX INC | | 33,049,000 | -2,500,000 | 15,450,000 | -1,103,000 | $0.47 |
| 09/30/2017 | NOVAVAX INC | | 35,549,000 | 10,954,000 | 16,553,000 | 6,008,000 | $0.47 |
| 06/30/2017 | NOVAVAX INC | | 24,595,000 | 24,595,000 | 10,545,000 | 10,545,000 | $0.43 |
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