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ALPS ADVISORS INC
> RCKT
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 06/30/2023 | ROCKET PHARMACEUTICALS, INC. | RCKT | 0 | -52,273 | 0 | -895,436,000 | |
| 03/31/2023 | ROCKET PHARMACEUTICALS, INC. | RCKT | 52,273 | -1,096 | 895,436,000 | -148,995,000 | $17,129.99 |
| 12/31/2022 | ROCKET PHARMACEUTICALS, INC. | RCKT | 53,369 | 17,339 | 1,044,431,000 | 1,043,856,000 | $19,569.99 |
| 09/30/2022 | ROCKET PHARMACEUTICALS, INC. | RCKT | 36,030 | -3,024 | 575,000 | 38,000 | $15.96 |
| 06/30/2022 | ROCKET PHARMACEUTICALS, INC. | RCKT | 39,054 | -27,240 | 537,000 | -514,000 | $13.75 |
| 03/31/2022 | ROCKET PHARMACEUTICALS, INC. | RCKT | 66,294 | -8,283 | 1,051,000 | -577,000 | $15.85 |
| 12/31/2021 | ROCKET PHARMACEUTICALS, INC. | RCKT | 74,577 | -3,393 | 1,628,000 | -703,000 | $21.83 |
| 09/30/2021 | ROCKET PHARMACEUTICALS, INC. | RCKT | 77,970 | -33,802 | 2,331,000 | -2,628,000 | $29.90 |
| 03/31/2021 | ROCKET PHARMACEUTICALS, INC. | RCKT | 111,772 | 12,019 | 4,959,000 | -511,000 | $44.37 |
| 12/31/2020 | ROCKET PHARMACEUTICALS, INC. | RCKT | 99,753 | 29,372 | 5,470,000 | 3,861,000 | $54.84 |
| 09/30/2020 | ROCKET PHARMACEUTICALS, INC. | RCKT | 70,381 | -4,865 | 1,609,000 | 34,000 | $22.86 |
| 06/30/2020 | ROCKET PHARMACEUTICALS, INC. | RCKT | 75,246 | -23,245 | 1,575,000 | 201,000 | $20.93 |
| 03/31/2020 | ROCKET PHARMACEUTICALS, INC. | RCKT | 98,491 | -2,975 | 1,374,000 | -935,000 | $13.95 |
| 12/31/2019 | ROCKET PHARMACEUTICALS, INC. | RCKT | 101,466 | 101,466 | 2,309,000 | 2,309,000 | $22.76 |
| 12/31/2018 | ROCKET PHARMACEUTICALS, INC. | RCKT | 0 | -70,185 | 0 | -1,728,000 | |
| 09/30/2018 | ROCKET PHARMACEUTICALS, INC. | RCKT | 70,185 | 13,008 | 1,728,000 | 606,000 | $24.62 |
| 06/30/2018 | ROCKET PHARMACEUTICALS, INC. | RCKT | 57,177 | 57,177 | 1,122,000 | 1,122,000 | $19.62 |
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