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HARBOUR INVESTMENTS, INC.
> FNI
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 12/31/2022 | FIRST TRUST CHINDIA ETF | FNI | 820 | 0 | 31,267,000 | 31,234,000 | $38,130.49 |
| 09/30/2022 | FIRST TRUST CHINDIA ETF | FNI | 820 | 0 | 33,000 | 0 | $40.24 |
| 06/30/2022 | FIRST TRUST CHINDIA ETF | FNI | 820 | -201 | 33,000 | -16,000 | $40.24 |
| 12/31/2021 | FIRST TRUST CHINDIA ETF | FNI | 1,021 | -1,250 | 49,000 | -66,000 | $47.99 |
| 09/30/2021 | FIRST TRUST CHINDIA ETF | FNI | 2,271 | 450 | 115,000 | 1,000 | $50.64 |
| 06/30/2021 | FIRST TRUST CHINDIA ETF | FNI | 1,821 | 304 | 114,000 | 21,000 | $62.60 |
| 03/31/2021 | FIRST TRUST CHINDIA ETF | FNI | 1,517 | 1,517 | 93,000 | 93,000 | $61.31 |
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